- PNC (Philadelphia, PA)
- …and have an opportunity to contribute to the company's success. As an Investment Manager/Portfolio Research Specialist - Operational Due Diligence within PNC's ... be performed remotely, at the manager's discretion. This position will focus on investment manager operational research and product management as well as working… more
- PNC (Philadelphia, PA)
- …Develops analytical methods/models to assess market, credit and or operational risk of new and existing investment strategies. Mentors less seasoned ... Thinking, Effective Communications, Financial Engineering, Investment Management, Market Risk , Mathematics of Financial Instruments, Operational Risk ,… more
- Deloitte (Philadelphia, PA)
- …programs, and technology platforms. Our wealth management clients provide direct-to- consumer investment advice and management, financial planning, asset ... Financial Services Investment Operations Risk Management Senior Consultant...operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the… more
- PNC (Philadelphia, PA)
- …and have an opportunity to contribute to the company's success. As an Investment Performance Analyst III within PNC's Asset Management Group organization, you will ... they are correct. Through audits, they verify that the investment performance is accurate. Additionally, the Investment ...standards & data reconciliation * Knowledge & experience with investments and securities * Ability to work with large… more
- PNC (Philadelphia, PA)
- …along with model portfolio development for PNC AMG along with corresponding investment risk appetite. Develops and manages innovative client solutions for ... results and develops, recommends and implements investment strategies that improve investment decisions, manage investment risk , enhance performance and… more
- TD Bank (Mount Laurel, NJ)
- …role, an individual should possess subject matter expertise on Financial Crime Risk and complex issue management skills. The Senior Compliance Testing Analyst ... executes independent testing of Compliance controls/systems for assigned businesses and operational units across the Bank along with providing expertise on… more
- Wells Fargo (Bryn Mawr, PA)
- …industry experience in one or a combination of the following: corporate, consumer , mortgage, investments , brokerage, or private banking + Experience recommending ... is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small Business Banking, as part of Branch...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- TD Bank (Devon, PA)
- … appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... and contributes to the growth and profitability of our Consumer Business through the management of a Store portfolio...+ Requires process management knowledge and knowledge of the risk profile for team processes supported, strong knowledge in… more
- Deloitte (Philadelphia, PA)
- …programs, and technology platforms. Our wealth management clients provide direct-to- consumer investment advice and management, financial planning, asset ... processes + Develop and implement regulatory reporting policies and processes, including risk and control assessments, operational , and data controls, and data… more
- Deloitte (Philadelphia, PA)
- …programs, and technology platforms. Our wealth management clients provide direct-to- consumer investment advice and management, financial planning, asset ... and staff and provides a broad spectrum of services to address the operational , technological, regulatory, and risk management challenges faced by financial… more
- TD Bank (Mount Laurel, NJ)
- …Specialist will be largely focused on regulatory compliance support of TDs consumer credit card business lines. Experience and familiarity in the following areas ... would be helpful in performing this role: + Consumer card regulations + Second-line of defense oversight and...of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions… more
- Bank of America (Pennington, NJ)
- …financial crimes risk and controls associated with Merrill Lynch/Private Bank/ Consumer Investments and Global Operations ML/PB/CI and GWIM Ops). This ... of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial… more
- Bank of America (Pennington, NJ)
- …enterprise alerts, trade, solution and enrollment review, and trade correction for consumer investments . Monitors employees in call centers or financial centers ... to ensure regulatory compliance and corporate mandates for all administrative and operational activities performed in the Merrill Edge. Merrill Edge is a… more
- PNC (Philadelphia, PA)
- …fully proficient in analyzing a broad array of corporate obligors to provide investment opinions with a primary focus on adding excess return within managed ... of the PNC Asset Management Fixed Income portfolios. The investment process is total-return oriented with credit as a...that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the… more
- TD Bank (Mount Laurel, NJ)
- …large business management team or a diverse function in an area of moderate risk , complexity or scope usually involving short to medium term planning, ensuring an ... area and overall operation of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach with other business management areas,… more
- TD Bank (Hamilton, NJ)
- …Store Manager is an experienced leader who manages the day-to-day service, sales, and operational objectives in a Store location. The role is focused on leading a ... that support Customer financial empowerment + Effectively handles critical and/or high- risk issues, determining the most appropriate course of action for resolution… more
- PNC (Philadelphia, PA)
- …software including Charles River and/or Vestmark * Ability to handle incoming Investment Advisor inquiries, provide a professional investment experience and ... SMA and UMA product offerings Will have the opportunity to learn how investment and portfolio construction decisions are made. **Job Description** + Review and… more
- Santander US (Allentown, PA)
- …the Fullerton Branch** Essential Functions/Responsibility Statements: + Adheres to applicable compliance/ operational risk controls in accordance with. + Company ... of people, processes and technology thereby enhancing financial performance, increasing investment capacity, and managing risk . Builds the sustainable repeatable… more
- Deloitte (Philadelphia, PA)
- …complex ideas clearly and persuasively across a variety of strategic, operational , technological, and risk management matters. Required Qualifications + ... consulting industry in one or more of the following Financial Services industries: consumer or corporate banking, fintech, investment banking or capital markets,… more
- Humana (Trenton, NJ)
- …goals, objectives and plans for the Region; drives financial and operational performance; and coordinates activities of senior managers and their respective ... + P&L management, including the identification of key strategic business investments and capability development + Leadership of approximately 250 associates focused… more