- Santander US (Conshohocken, PA)
- Financial Advisor - Centralized , Conshohocken, PA Conshohocken, United States of America The Financial Advisor - Centralized is responsible for ... compliance standards to achieve sales results and long-term client satisfaction. The Financial Advisor will be located within a centralized market with the… more
- TD Bank (Royersford, PA)
- …can provide you more specific details for this role. **Job Description:** The Transitional Financial Advisor (TFA) role is a three-year program with a draw, for ... financial advisors or planners who will be selling investment...analysis to provide goals-based advice, an introduction to the centralized client servicing team as per client need, and… more
- Truist (Philadelphia, PA)
- …America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients. ... management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to...* Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive… more
- Truist (Philadelphia, PA)
- …The teammate will support workload management, and triage and delegate client and advisor operational requests to a centralized service team as appropriate. ... opening/maintenance to the centralized service team. 6. Work closely with the centralized service team to ensure client and advisor requests are fulfilled in… more
- Bank of America (Philadelphia, PA)
- …business objectives and contributes to branch office profitability by influencing Financial Advisor business practices in ways that minimize regulatory, ... are guided by a common purpose to help make financial lives better through the power of every connection....the Branch Leadership Team, along with members of the Centralized Supervision. The SM supports the Firm's business objectives… more
- Vanguard (Malvern, PA)
- … Services industry forces, competition, and trends to act as a trusted advisor throughout the project lifecycle. Monitors financial , legal, and other regulatory ... of training, governance, oversight, and reporting, to be managed through a centralized program team. OCP aims to strengthen the overall control environment at… more
- Vanguard (Malvern, PA)
- Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for ... enhancing an evergreen and comprehensive compliance program for Vanguard's investment advisor business. Working for the Chief Compliance Officer, this compliance… more
- Vanguard (Malvern, PA)
- …of training, governance, oversight, and reporting, to be managed through a centralized program team. OCP aims to strengthen the overall control environment at ... control health. The operational controls project lead roles available: Methodology Advisor Assessment Lead Remediation Lead Responsibilities: + Manages projects or… more
- Deloitte (Philadelphia, PA)
- …+ Licensed attorney + Enrolled Agent + Project Management Professional (PMP) + Chartered Financial Advisor (CFA) Preferred + Advanced degree such as Masters of ... the best outcomes for your clients? Are you curious about the IRS's new centralized partnership audit regime and how it might apply to passthrough taxpayers? If you… more