- Citigroup (Sunnyvale, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- LinkedIn (Mountain View, CA)
- …cloud or enterprise environments with a strong focus on data security and compliance . Deep knowledge of regulatory technology and trends, especially in relation ... commitment to maintaining the highest standards of security and compliance is crucial to building trust with our members...MRC, DSA, DMA and AI Governance. Be a trusted advisor to R&D teams to help them build systems… more
- Stanford University (Stanford, CA)
- …leader that provides day-to-day operational supervision of the audit process and ensures compliance with university policy and procedures, as well as applicable ... management to instead position ourselves as a value-added trusted advisor that enables our faculty, staff and students to...& stakeholders to gain alignment on business needs and compliance requirements. + Partner with the Director, Policy… more
- City National Bank (Sunnyvale, CA)
- …offering, particularly those catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the regulatory ... personal clients. They will act as a trusted strategic advisor , providing financial advice & consistently connecting client needs...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Morgan Stanley (Palo Alto, CA)
- …Market's financial and sales performance, including expense management * Assists in regulatory , legal and compliance issues including: Risk management for the ... regards to monitoring sales, human resources, and legal and regulatory practices * Assists in the creation and administration...4 or more years of experience as a Financial Advisor (with satisfactory production and compliance record),… more
- Bank of America (San Jose, CA)
- …+ Credit Documentation Requirements + Pipeline Management + Referral Management + Regulatory Compliance + Risk Management **Minimum Education Requirement:** High ... responsibilities include serving as the primary point of contact/trusted advisor and acquiring, deepening, and maintaining profitable relationships, collaborating… more
- McAfee, Inc. (San Jose, CA)
- …including identity and access management, encryption, and network security. + Ensure compliance and regulatory requirements, such as GDPR, HIPAA,PCI and SOC ... to proactively identify and resolve potential points of failure. **Security & Compliance :** + Implement and enforce security best practices across AWS environments,… more