- CalSTRS (Sacramento, CA)
- … State Teachers' Retirement System JC-463577 - Investment Officer I, Investment Compliance INVESTMENT OFFICER I, STATE TEACHERS' RETIREMENT ... is seeking an experienced individual to work as an Investment Officer I on the Investment Compliance team. CalSTRS Investment Performance & … more
- City National Bank (Los Angeles, CA)
- *ASSISTANT INVESTMENT OFFICER (FLOATER)* WHAT IS THE OPPORTUNITY? Assist Investment Officers in managing and servicing a highly diverse, high net-worth client ... includes completing new account paperwork, answering client and colleague investment products/services related inquiries, resolving account-related issues, gathering financial… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $111,408 -… more
- City National Bank (Los Angeles, CA)
- …WEALTH ASSET OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Provides investment /asset management services for Specialty Wealth Assets (real estate, closely held ... Wealth Management platform of CNB and RBC. Functions as an asset and investment manager, including providing oversight of property operations (oversight of 3rd party… more
- RGP (Irvine, CA)
- …Serve as liaison for the organization's Investment Committee. + Work with investment managers to ensure performance and compliance with guidelines and to ... directly supervises the Controller and department staff. Additionally, the CFO oversees investment activities, supported by a seasoned Investment Committee and… more
- City National Bank (Los Angeles, CA)
- *SENIOR CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is independent ... Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and procedures, loan weaknesses so...experience as a commercial lender, regulator or credit review officer * Minimum of 5 years of MS Office… more
- City National Bank (West Hollywood, CA)
- *CLIENT OFFICER * WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, and internal sales activities ... of the branch. *Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and internal workflow. They may… more
- City of Long Beach (Long Beach, CA)
- CHIEF RISK OFFICER Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/4797842) Apply CHIEF RISK OFFICER Salary $157,128.00 - $219,980.00 ... Benefits + Questions DESCRIPTION THE PORT OF LONG BEACH IS SEEKING A CHIEF RISK OFFICER (This is an at-will position) Salary Range: $157,128 - 219,980 ABOUT US The… more
- City National Bank (Los Angeles, CA)
- *PRIVATE BANKING OFFICER II* WHAT IS THE OPPORTUNITY? Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private Bankers ... for the portfolio supported. What you will do * Risk Management/ Compliance * Within authority, perform deposit operations-related activities within the department.… more
- City National Bank (Walnut Creek, CA)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan ... due diligence, dynamic 3-statement financial modeling, credit memorandum preparation, compliance , definitive loan documentation, loan closing, etc. * Run Lead… more
- JPMorgan Chase (Irvine, CA)
- …our most complex Commercial Bank clients across the country. As a Client Success Officer within the Commercial Bank, you will serve as a key liaison for Commercial ... valued relationships and newly acquired clients being implemented. The Client Success Officer plays an important role in the execution of the firm's retention,… more
- Citigroup (San Jose, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail… more
- JPMorgan Chase (Irvine, CA)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...quo and striving to be best-inclass. As a Credit Officer in Portfolio Management, you will have the opportunity… more
- JPMorgan Chase (Irvine, CA)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-inclass. As a Credit Senior Officer - Vice President in the Key Relationship Group,… more
- JPMorgan Chase (Irvine, CA)
- As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible ... impact our company, customers and communities. As a Credit Officer in Portfolio Management, you should be proficient with...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Sharp HealthCare (San Diego, CA)
- …with Foundation board members and key volunteers.Responsible for monitoring investment performance, fiduciary compliance , and gift acceptance policies. ... + Planned giftsDesign, implement, and execute an annual marketing program focused on bequests, or other deferred gift arrangements that is targeted to our constituents and coordinated with other Foundation activities. May include direct mail campaigns,… more
- Citigroup (San Francisco, CA)
- …that the value conclusions are credible and that the reports are in compliance with all necessary requirements. Primary area of responsibility is Western US. Report ... for property cash flow projections; and evaluate the feasibility of a complex investment . Resolve any issues that are not compliant with Citibank policies or… more
- City National Bank (Los Angeles, CA)
- …* For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $111,408 - ... enhancements of COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing...areas of COI in City National Bank and third-party investment platform to assess any potential customer harm resulting… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …quarterly compliance reports. Requirements + 4+ years of experience as a Compliance Manager/ Officer at an RIA. + Strong experience with regulatory filings, ... this opportunity. Our client is a respected independent registered investment advisor (RIA) firm that specializes in tailored ...growing wealth management firm where you can own the compliance function and work closely with one of the… more
- BlackRock (San Francisco, CA)
- …Act of 1974 (ERISA) compliance framework. Reporting to the BTC Chief Compliance Officer , this position has the responsibility to develop and enhance policies ... **About this role** The BTC/ERISA Compliance Director will help to lead the ...This mission would not be possible without our smartest investment - the one we make in our employees.… more