- Securities and Exchange Commission (Boston, MA)
- …The Division of Examinations - Boston Regional Office is filling one position for a Supervisory Securities Compliance Examiner , SK-1831-17 in Boston, MA. ... transfer agents, clearing agencies, investment companies, and investment advisers. As a Supervisory Securities Compliance Examiner , you will: Plan and… more
- Santander US (Boston, MA)
- …and/or OFAC required **Skills and Abilities:** + Demonstrated experience in senior compliance and/or operations management position within the securities or ... designing and executing improvements to internal processes and implementation of compliance program requirements, and ensuring company compliance with legal… more