- Morgan Stanley (Stamford, CT)
- *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Risk Officer , the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices… more
- Guardian Life (Stamford, CT)
- …mitigation roadmaps and projects. This leader, reporting to the Technology & Cyber Risk Officer , will work with key stakeholders including process and control ... **Overview** The Senior Risk Analyst - Technology & Cybersecurity Risk will be responsible for assessing comprehensive and complex IT risks for the Technology… more
- Guardian Life (Stamford, CT)
- …to the Head of Business Risk & Resiliency, who reports to our Chief Risk Officer within Enterprise Risk Management. **Location** Hybrid: 3 days in the ... As Head of Corporate Functions Business Risk & Resiliency, you will execute the Risk & Resiliency frameworks for corporate functions. You will execute risk … more
- NatWest Markets (Stamford, CT)
- …Compliance Advisory Lead will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of ... the US Advisory Compliance team, the Compliance Advisory Officer will support businesses and products within the Natwest Market's Sales and Trading business… more
- NatWest Markets (Stamford, CT)
- …Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls issues and any ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full...relation to core activitiesin accordance withregulatory requirements and NWM Risk Profile to achieve the right customer outcomes. +… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs and ... operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer to join our… more
- WMCHealth (Valhalla, NY)
- Chief Supply Chain Officer Company: NorthEast Provider Solutions Inc. City/State: Valhalla, NY Category: Professional/Non-Clinical Department: Purchasing-WMC Health ... Applicant link Job Details: Job Summary: The Chief Supply Chain Officer will lead supply chain operations, which encompasses procurement, inventory management,… more
- Newtown Savings Bank (Newtown, CT)
- …an experienced Project Management professional for the role of Project Management Officer . The Project Management Officer will be responsible for overseeing ... ensure project success, including managing budgets, timelines, and personnel. + Risk Management: Identify and mitigate project risks, ensuring timely resolution of… more
- Newtown Savings Bank (Newtown, CT)
- …experienced Treasury Management sales professional for the role of Treasury Management Officer . The Treasury Management Officer (TMO) is responsible for ... utilization of TM products and services. + Works with risk management, compliance, and assists with annual TM customer... management, compliance, and assists with annual TM customer risk reviews. + Expected to be out of the… more
- Touro University (Valhalla, NY)
- …Identify suspicious persons, behaviors andcircumstances that may pose a public safety risk and take immediate and appropriate action to preventincidents. + Patrol ... New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla Requisition ID… more
- SUNY Westchester Community College (Valhalla, NY)
- …audits; plant management and maintenance; facilities planning, construction, and operations; risk management; and security and safety services. As Chief Financial ... Officer and a member of the President's Cabinet, the incumbent is a collaborative leader and strategic partner who forges strong working relationships and… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for monitoring of technical (cyber)security compliance risks,, including training, prevention,… more
- Nuvance Health (Carmel, NY)
- …Manual: significant manual skills/motor coord & finger dexterity Occupational: Some occupational risk Physical Effort: Very Heavy effort. May exert up to 50 lbs. ... force Physical Environment: Significant exposure to dirt, odors, noise, human waste, etc. Company: Putnam Hospital Center Org Unit: 991 Department: Security Exempt: No Salary Range: $16.50 - $30.44 Hourly We are an equal opportunity employer Qualified… more
- M&T Bank (Norwalk, CT)
- …with grantors, beneficiaries, Trustees, attorneys, accountants, and others, at Trust Officer 's discretion. Escalates risk issues identified in work assignments. ... Follows best practices and adheres to controls over efficiency and risk management. Assists in collecting critical documents and assets, preparing disbursements,… more
- Citizens (Tarrytown, NY)
- …within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer . This newly created role is responsible for creating and executing a ... + This leader will serve as the Principal Compliance Officer for a portfolio of regulations related to investments/wealth...ensuring the business line and Compliance has the appropriate risk appetite and key risk measures to… more
- Richmond Community Services (Mount Kisco, NY)
- …Quality Officer , the Quality Director oversees the Quality and Risk Management programs including oversight of investigative process for reportable and ... Hudson Valley DDRO. Submits new policies for Chief Quality Officer review. 10. Maintains up to date incident management...incident management, as well as Justice Center, OPWDD, and risk management regulations, for various levels of staff and… more
- Wells Fargo (Yorktown Heights, NY)
- …+ Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network ... Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with integrity… more
- NatWest Markets (Stamford, CT)
- …operations of the department and the business._ Join us as a Control Room Officer + In this role, you'll identify and manage transactional and employee conflicts of ... and addressing of common issues **What you'll do** As a Control Room Officer , you'll manage the wall crossing process and the confidentiality registers, as well… more
- Wells Fargo (Yorktown Heights, NY)
- …including working with military protocol and instructions, enlisted evaluations, officer /leadership reporting + Relevant military experience including working in ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- Abilities First Inc (Poughkeepsie, NY)
- …and risk -management capabilities. + Serve as the agency's Security Officer in compliance with HIPAA/HITECH regulations. + Develop and implement various training ... appropriate job-related activities as required by the Chief Program Officer or Chief Executive Officer as circumstances...the Chief Program Officer or Chief Executive Officer as circumstances warrant. + Will incorporate concepts of… more