- JPMorgan Chase (Jersey City, NJ)
- …to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) - Surveillance Lead (Commodities Trade Surveillance ) - Vice President ... work closely with Line of Business management and LOB Compliance stakeholders, as well as global/regional Surveillance ...LOB Compliance stakeholders, as well as global/regional Surveillance teams, to promote our global program and its… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a CCOR - Surveillance Lead ( Surveillance Strategy) - Vice President within the Global Strategy team, ... + Experience working on strategic initiatives, preferably in the compliance /regulatory/ surveillance environment - including defining requirements, conducting… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As a Surveillance Lead supporting the Compliance , Conduct and Operational Risk (CCOR) ... Business Compliance and other internal teams to appropriately escalate potential compliance issues + Develop and enhance surveillance review processes and… more
- JPMorgan Chase (Jersey City, NJ)
- …to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Surveillance Lead (Wealth Management Trade Surveillance ) Vice President, ... Surveillance program + Interact with Line of Business Compliance and LOB Management to appropriately escalate potential issues...and skills** + Prior financial services experience in Trade Surveillance or other Compliance function + FINRA… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, Audit ... and Reporting within the Compliance Communications Surveillance function and will be instrumental in developing, deploying,... Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral… more
- JPMorgan Chase (Jersey City, NJ)
- T he Risk Management & Compliance Technology Machine Learning team at JPMorgan Chase focuses on solving challenging business problems such as Anti-Money Laundering ... and Surveillance through data science and machine learning techniques across Risk, Compliance , Conduct and Operational Risk. As an Applied AI ML Lead on the… more
- Mizuho Corporate Bank (New York, NY)
- …Audit Division (IAD). Summary Internal Audit seeks a candidate to fill an Assistant Vice President role for the Compliance area. The candidate should demonstrate ... such understanding to assignments. + Has financial services-related knowledge and experience. Compliance (eg, second line surveillance ) and conduct coverage is a… more
- J&J Family of Companies (Raritan, NJ)
- …medical safety of assigned Johnson & Johnson products and will strategically lead cross-functional matrix teams responsible for product safety and benefit risk ... the product spokesperson regarding overall benefit/risk. The MSO will report to Vice President, Therapeutic Area Safety Head, Solid Tumor (ST) Oncology and oversee… more