- TD Bank (New York, NY)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures,...systems, and/or controls via action plans or projects. The Regulatory Implementation Team supports a broad range… more
- TD Bank (New York, NY)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... of experience **Preferred Background & Experience** + Prior regulatory compliance change experience with assessment and implementation + Project management +… more
- Citigroup (New York, NY)
- …the potential impact of new regulations to Citi business lines and legal entities, regulatory change implementation and regulatory -driven business ... Transformation legal group in the US is hiring a senior lawyer who will provide legal coverage in relation...management and implementation teams with respect to regulatory and business change projects. + staying… more
- Gilead Sciences, Inc. (Parsippany, NJ)
- …aspirations. Join Gilead and help create possible, together. **Job Description** Regulatory Affairs (RA) Business Operations believe talented people deserve a great ... Compliance Excellence function, part of RA Business Operations, collaborates across Global Regulatory Affairs (GRA) to ensure that regulatory processes and… more
- Sanofi Group (Bridgewater, NJ)
- **Job Title** : Senior Director, Global Regulatory Advertising and Promotion Therapeutic Area Head **Location:** Bridgewater, NJ / Cambridge, MA (must adhere to ... for new regulations/guidance and applicable enforcement activities. + Oversee staff implementation of US Regulatory strategies (eg, submissions, product defense,… more
- M&T Bank (New York, NY)
- … change initiatives, or strategically important short-term engagements for senior management that deliver business outcomes. This function serves as independent ... we provide execution certainty through strong project delivery, business acumen, and change management capabilities. + We engage in strategic, enterprise level, high… more
- American Express (New York, NY)
- …at managing changes that impact our business operations worldwide. **Key Responsibilities:** ** Regulatory Change Leadership** + * Oversee a global Compliance ... and regulations to include driving the end-to-end process of regulatory change management. + Lead a team...regulatory changes globally, assessing impact, and ensuring timely implementation across business units. + Develop and implement a… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... Regulatory Solutions, you will work closely with cross-functional teams,...focusing on client efficiencies and expanded market opportunities. + ** Implementation & Client Success:** + Ensure a smooth transition… more
- TD Bank (New York, NY)
- …+ Communicate key BAU health status and provide timely escalation of issues to senior management to ensure regulatory objectives are met + Provide accurate and ... excellence, and commitment to customer service. **Department Overview** The Regulatory Reporting Group (RRG) has operational oversight to ensure compliance… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + **Partner** with senior stakeholders across the… more
- Mizuho Corporate Bank (New York, NY)
- …of Regulatory Reporting Working Group and Governance Committee meetings, Change Management and Issue Management Forums, and handling communication with internal ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities… more
- HSBC (New York, NY)
- …colleagues across all businesses and functions + Provide technical support on the implementation of new regulatory requirements + Drive HSBC's response to future ... people, our investors, our communities and the planet we all share. Global Regulatory Policy & Advisory ('GRPA') is responsible for establishing HSBC's Group level,… more
- Merck (Rahway, NJ)
- … Regulatory Affairs and Clinical Safety) functional areas, to ensure implementation and maintenance of regulatory activities associated with assigned Company ... **Job Description** Under minimal guidance of the Senior Director, Business Development Execution, The primary function includes coordinating various GRACS (Global… more
- Wells Fargo (New York, NY)
- …and mitigating compliance risk and establish processes to ensure effective and timely implementation of regulatory change requirements applicable to the ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the...business on developing corrective action plans and effectively managing regulatory change . + Develop, oversee, and provide… more
- Citigroup (New York, NY)
- **Role:** Citi is seeking an experienced risk professional to join as a Regulatory Product Developer within the Spread Product (SP) business. The role sits directly ... Risk and Control, audit and others to facilitate, prioritize and deliver regulatory related requirements within SP, including a broad spectrum of strategic and… more
- TD Bank (New York, NY)
- …setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... risk assessment, reporting and other activities;** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …partners and regulatory requirements + Provides inputs into the development, implementation , and monitoring of operating plans and expense budgets for the area, ... Compliance **Job Description:** **Department Overview:** **TD Bank is seeking a Senior Manager to manage compliance governance documents (eg, standards and… more
- Capco, a Wipro Company (New York, NY)
- **About the Job:** As a Principal Consultant - Capital Markets Regulatory Initiatives, you will work alongside industry experts within FRC and our Capital Markets ... Capco offices. **What You'll Get to Do:** + Deliver risk management and/or regulatory initiatives for our capital markets clients; current examples include SEC rules… more
- American Express (New York, NY)
- …across groups, geographies and with varying backgrounds + Experience driving transformational change across the enterprise + Knowledge of regulatory changes and ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Senior Director of Emergency Management Planning and Development is an expert in current federal, state, local, and non-governmental ... operational experience. This individual possesses a general knowledge of healthcare operations. The Senior Director is a key member of the Mount Sinai Health System… more