• GCO Regional Supervisor-FINRA *Series 4, 7, 24,…

    Truist (Durham, NC)
    …performing Wealth Brokerage advisor teams and primary point of contact for Central Supervision Group (CSG) leadership, while maintaining a focus on mitigating risk ... that are routinely associated with those of a retail broker/ dealer to engage with advisors in the management of...transactions and trigger events assigned for review by the Central Supervision Group. + Perform a holistic view of… more
    Truist (10/26/24)
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