- SMBC (Charlotte, NC)
- …who will be responsible for planning, coordinating, and executing User Acceptance Testing (UAT) for enterprise data governance tool platforms including Collibra Data ... Collaborate with data governance, business, and technology stakeholders to understand testing requirements and ensure alignment with business goals. + Collaborate… more
- SMBC (Charlotte, NC)
- …Perimeter security, Identity Management and Governance, Privileged Account Management, Compliance , Penetration testing , Encryption, Cloud Security, Incident ... Computing and Security + Incident Response in the cloud. + Database security and monitoring + Email security + SPF, DKIM, DMARC and third party email providers +… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (Charlotte, NC)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Deloitte (Charlotte, NC)
- …and mitigation of industry-wide and Firm-specific risks + Assist with review of compliance monitoring and testing program + Assist with maintaining ... Corporate Finance Compliance Analyst Our Deloitte Strategy & Transactions team...impact. Deloitte Corporate Finance LLC (DCF) is seeking a Compliance Analyst to join its team. The ideal candidate… more
- KeyBank (Charlotte, NC)
- …and a strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable ... Risk Management ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically, this role will assist in… more
- Huntington National Bank (Charlotte, NC)
- …to determine adequacy and effectiveness of action taken. + Develop and execute compliance monitoring programs and periodic testing procedures, including work ... laws, regulations, and policies as well as regulatory best practices impacting the monitoring and testing programs. (This can be customized for specific segments… more
- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- American Express (Charlotte, NC)
- …the organization's compliance with regulatory expectations through a combination of monitoring and testing activities. We are seeking a dynamic Vice ... lead the firm's ongoing effort to address the global financial crimes independent compliance testing program within the second line of defense. This individual… more
- USAA (Charlotte, NC)
- …process, with a particular emphasis on Static and Dynamic Application Security Testing (SAST/DAST). Key responsibilities will include conducting monitoring and ... **The Opportunity** We are seeking a SSLDC Risk and Compliance Advisor I - Risk Assessment to join our...Cycle. The ideal candidate will possess Risk and Control Testing Expertise, with a strong focus on evaluating the… more
- Truist (Charlotte, NC)
- …incorporated into appropriate compliance policies, standards, processes, training, and monitoring / testing activities at an enterprise level. + Works with ... and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance . Executes strategies for closing cybersecurity management compliance … more
- Truist (Charlotte, NC)
- … testing team (RDT) team reporting to the Enterprise Data Assessment and Testing Director (within the Enterprise Independent monitoring and testing Team ... of Transaction testers. Also responsible for 2LOD Transaction and/or Conformance testing plan including overseeing the test planning and development, methodology,… more
- Wells Fargo (Charlotte, NC)
- …initiatives. + Strong understanding of enterprise security policies, governance, and compliance requirements. **Job Expectations:** + This position offers a hybrid ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Coinbase (Charlotte, NC)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Regions Bank (Charlotte, NC)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... + Conducts research of laws and regulations that impact compliance to include monitoring for new laws...like Excel, Tableau, Power BI + Assist with CRA testing and monitoring activities + Assist with… more
- City National Bank (Charlotte, NC)
- …Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. * Performs research on regulations and ... test results along with comparable line of business QA testing results. * Conduct meetings to discuss testing...other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain… more
- City National Bank (Charlotte, NC)
- …CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal initiatives, requirements, ... in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ACAMS Certified… more
- Bank of America (Charlotte, NC)
- …committees + Directing the completion compliance activities such as: designing monitoring and testing routines and reporting to identify potential AML risks ... **Skills:** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + Policies,… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance ... regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst, Compliance TMS Operations within the CX Compliance team, you… more
