- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a CCOR - Surveillance Lead ( Surveillance Strategy) - Vice President ... + Experience working on strategic initiatives, preferably in the compliance /regulatory/ surveillance environment - including defining requirements, conducting… more
- JPMorgan Chase (Jersey City, NJ)
- …to be best-in-class. Job Summary: As a Compliance , Conduct and Operational Risk ( CCOR ) - Surveillance Lead (Wealth Management Trade Surveillance ) - ... Surveillance program + Interact with Line of Business Compliance and LOB Management to appropriately escalate potential issues...and skills: + Prior financial services experience in Trade Surveillance or other Compliance function + FINRA… more