- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... more
- Insight Global (New York, NY)
- … compliance testing within regulatory - Product knowledge in equity derivatives, global markets testing , - Broad knowledge of financial products, ... more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... more
- Bank of America (New York, NY)
- …Lines of Business (LOBs). This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... more
- JPMorgan Chase (Brooklyn, NY)
- …This is a unique opportunity for someone interested in treasury concepts, capital markets and stress testing to contribute to the firm's financial resilience ... more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... more
- BMO Financial Group (New York, NY)
- …to clients around the world. #bmocapitalmarkets The **VP, Operational Risk** **&** **Resilience, Global Markets (GM)** is part of the GM Operational Risk and ... more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 219504 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... more
- JPMorgan Chase (Brooklyn, NY)
- …and gain exposure across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios considered in Recovery and ... more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... more
- Bank of America (New York, NY)
- Global Markets Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... more
- Bank of America (New York, NY)
- Global Markets , Business Support Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... more
- Bank of America (New York, NY)
- Audit Supervisor - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... more
- Wellington (New York, NY)
- … and Risk Group, report directly to the Global Head of the Public Markets Compliance and work closely with other compliance , legal and risk ... more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... more
- SMBC (Jersey City, NJ)
- …and/or Certifications, is preferred. + At least 10 years of prior regulatory, compliance testing , audit and/or risk management experience with demonstrated track ... more
- SMBC (Jersey City, NJ)
- …Degree and/or Certifications (ie FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal Audit Background + Strong ... more
- Citigroup (New York, NY)
- …of the Citi products. This role is specific to the Market Risk Stress Testing function within Global Market Risk as a senior individual contributor with ... more
- SMBC (Jersey City, NJ)
- …on BSA/AML and sanctions laws regulations. + ACAMS Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... more