- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - FCM Advisor who is an ... to support a fast-paced, growing FCM global business. This individual provides compliance advisory services for the FCM (futures commission merchant) entity as well… more
- MUFG (New York, NY)
- …details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who ... and able to effectively communicate with various stakeholders. + Assess regulatory/ compliance controls related to areas of coverage. This would include providing… more
- Capital One (Melville, NY)
- …number of hours to be regularly worked. Melville, NY: $159,400 - $181,900 for Compliance Advisor Manager Richmond, VA: $132,800 - $151,600 for Compliance ... Manager, Banking & CFC Governance Compliance The Manager, Banking & CFC Governance Compliance Associate is responsible for the oversight and management of… more
- Catholic Health Services (Melville, NY)
- …(UR), discharge planning (DP), LOC and clinical documentation. Works with Corporate Compliance to interpret new regulatory and compliance requirements and ... the implementation of CM processes and policies, as well as the Physician Advisor role, activities and expectations. Collaborates with CM and CDI departments at the… more
- Raymond James Financial, Inc. (New York, NY)
- …through education, experience, specialized training and/or certification in securities industry compliance to support the design, implementation and supervision of a ... comprehensive compliance program with focus on Equity Research and Investment...role in developing and executing various aspects of the Compliance program. Supports strategic direction, formulates tactical plans, and… more
- Amazon (New York, NY)
- …define compliance solutions; *Serving as a subject matter expert and advisor on complex compliance issues; *Understand and manage cross-functional GRC ... contributor who is creative, and passionate about delivering Governance, Risk and Compliance solutions to meet Kuiper's regulatory and external assurance needs. In… more
- Bank of America (Stamford, CT)
- Market Leader - Advisor Development Program Stamford, Connecticut **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... focused and effective. **Job Description:** **As a Market Leader for the Advisor Development Program (ADP), you will:** + Provide regulatory supervision and… more
- Helen Keller National Center for Deaf Blind Youths… (Sands Point, NY)
- …time career opportunity available to join the HKNC team as a Assistant Program Advisor in our Destiny group home department located in Port Washington, NY. SUMMARY ... Life Coaches and Overnight Awake staff under the supervision of the Program Advisor . + Supervises and assists with evaluating work performance of Job Coaches, Life… more
- Helen Keller National Center for Deaf Blind Youths… (Sands Point, NY)
- …exciting full time career opportunity available to join the HKNC team as a Program Advisor in our OPWDD regulated group home in Port Washington, NY. The program ... Advisor is responsible for ensuring that Destiny Home provides...required timeframe. + Ensures the Destiny IRA is in compliance with all OPWDD, OMIG, and agency standards. +… more
- Research Foundation CUNY (New York, NY)
- Job Title: Student Advisor /Literacy Case Manager PVN ID: BM-2410-006518 Category: Instruction and Social Service Location: BOROUGH OF MANHATTAN C. C. Job Description ... and Workforce Development is seeking a bilingual (Spanish preferred) Student Advisor /Literacy Case Manager who will be responsible for providing support service… more
- Bank of America (Melville, NY)
- Merrill Experienced Financial Advisor Honolulu, Hawaii;North Bethesda, Maryland; Los Angeles, California; New York, New York; Frisco, Texas; New York, New York; ... Description:** If you have at least 5+ years of experience as a Financial Advisor with a transportable practice, a strong performance in a team like environment, and… more
- Truist (Greenwich, CT)
- …America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients. ... + Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive...legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance … more
- City of New York (New York, NY)
- …fairly, efficiently, and transparently to instill public confidence and encourage compliance while providing exceptional customer service. The Tax Audit and ... an experienced legal professional to serve as Senior Legal Advisor of Tax Audit Resolution in direct support of...sexual orientation, veteran status, gender identity, or pregnancy. In compliance with federal law, all persons hired will be… more
- Adelphi University (Garden City, NY)
- Advisor (Financial Aid, Registration, Student Accounts) Job Department/School One-Stop Student Services Center FT/PT/Temp Full time Location Garden City, NY ... Advisor (Financial Aid, Registration, Student Accounts) One-Stop Student Services...Associate Director, One-Stop Student Services Center SALARY INFORMATION: In compliance with New York's Pay Transparency Act, the annual… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The College of Arts & Science is seeking a dynamic Academic Advisor to join the Preprofessional Advising team. Reporting to the Assistant Dean for ... Preprofessional Advising, the academic advisor will advise students on prehealth, prelaw, and business...Excellent verbal and written communication skills. Additional Information In compliance with NYC's Pay Transparency Act, the annual base… more
- Citigroup (Huntington, NY)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and ... center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML… more
- JPMorgan Chase (Huntington, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will take your...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- TIAA (New York, NY)
- **Fraud Risk Sr Advisor ** The Fraud Risk Senior Advisor supports the leaders of the Fraud Risk Management program in the identification, measurement, assessment, ... other TIAA teams in the development of Fraud Risk module in TIAA Governance Risk and Compliance system + Develop and monitor fraud risk KRIs and KPIs; + Serve as an… more
- City of New York (New York, NY)
- …latitude for independent initiative, judgment and decision-making, the Strategic Advisor is responsible for researching, developing and evaluating targeted ... and analyzes statistical data and work products to ensure quality control, compliance with current policies and procedures and operational efficiency. The Office of… more
- M&T Bank (Hauppauge, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more