- NatWest Markets (Stamford, CT)
- Swap Dealer Testing Associate Closing date for applications: 06/02/2025 Stamford,United States Permanent Full Time \#R-00249215 Our people work ... ensure the proper operations of the department and the business._ **Broker Dealer Testing Associate 2LOD** This role is responsible for assessing compliance… more
- MUFG (New York, NY)
- …(ie FX Sales and Trading, Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly desirable, ... member of our recruitment team will provide more details. **Position Summary** The Associate supports the Business Unit Risk Management (BURM) team in the "first… more
- SMBC (New York, NY)
- …The role's coverage of business lines includes traditional banking (including digital bank), swap dealer and broker dealer . Product coverage includes but ... Risk Management Department Americas Division (RMDAD) has an opening for an Associate /Vice President in the Liquidity Risk Management Group. This position resides… more