- Rain for Rent (Chandler, AZ)
- …property and accounts receivable. + Act as branch safety and environmental officer to ensure a safe, accident and environmentally incident-free workplace. + Develop ... and terminating employees. + Supervise all branch operations to ensure compliance with Company policies and procedures, including: safety, administration, personnel,… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...(eg Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). * Provide guidance on… more
- Oracle (Phoenix, AZ)
- …Operations Program Director, you will work directly with the Chief Health and Life Science Compliance Officer and compliance teams as well as our internal ... business groups to help address regulatory compliance issues that are essential to Oracle customers of...practices ; + support the development of a corporate-wide compliance framework and program to meet the needs of… more
- Prime Therapeutics (Phoenix, AZ)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- American Express (Phoenix, AZ)
- …design across the enterprise. This role will lead an organization of line of business compliance officer teams and report to the Head of Global Servicing and ... of Compliance monitoring and testing. + Ensure Compliance officer standards across team in the...+ Promote the usage of industry and internal best practices and incorporating regulatory feedback to drive continuous improvement.… more
- Edward Jones (Tempe, AZ)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... If so, there is an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's purpose is to serve as… more
- HUB International (Phoenix, AZ)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). WHAT DO YOU NEED… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations + Complete understanding of effective compliance program principles, concepts, practices and standards; full breadth… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations. + Complete understanding of effective compliance program principles, concepts, practices , and standards; full breadth… more
- Fujifilm (Phoenix, AZ)
- …and enforcement matters affecting global companies as well as healthcare industry and compliance best practices . + Assist with review of quotes, submissions, and ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...businesses and develop integration plan. + Support HIPAA Privacy Officer in executing responsibilities related to healthcare and HIPAA.… more
- Veterans Affairs, Veterans Health Administration (Phoenix, AZ)
- …design, ensuring evidence-based, accessible, affordable patient care. Ensures compliance with accreditation and regulatory standards. Aligns nursing/clinical ... organizations vision and mission. The NM maintains knowledge and ensures compliance with all regulatory and accreditation standards, Directives, policies, and… more
- Wells Fargo (Chandler, AZ)
- …us! **About this role:** Wells Fargo is seeking a Senior Technology Control Officer plays a critical role in safeguarding the institution's cloud infrastructure and ... with stringent regulatory requirements, internal risk frameworks, and industry best practices . The role focuses on mitigating operational, cybersecurity, and … more
- Prime Therapeutics (Phoenix, AZ)
- …Come build the future of pharmacy with us. **Job Posting Title** VP, Chief Audit Officer - REMOTE **Job Description** The Vice President Chief Audit Officer is ... internal audit function for the organization and for planning and conducting compliance , financial and operational audits to evaluate the effectiveness of internal… more
- Wells Fargo (Tempe, AZ)
- …: Ensuring compliance with data management regulations and industry best practices . + Stakeholder Engagement: Engaging with stakeholders to promote a strong data ... **About this role:** Wells Fargo is seeking a **Senior Lead Operational Risk Officer ** within Technology Risk Management for the Data Risk organization. The role… more
- The Walt Disney Company (Phoenix, AZ)
- …DCL policies, procedures, and record keeping to ensure the operation is in compliance with all applicable national (USPHS) and international laws + Coordinate US ... Cay_ , including random inspections as needed + Monitor compliance of Vessel Sanitation Program; recommend corrective action in...Information :** Reports to: Hotel Director Level: 3 Stripe Officer Contract Length: 4 Months This is a **SHIPBOARD**… more
- Humana (Phoenix, AZ)
- … compliance with regulatory standards. Additionally, the Chief Medical Officer (CMO), Group Medicare, proactively cultivates and sustains external relationships ... of our caring community and help us put health first** The Chief Medical Officer (CMO), Group Medicare leads and is accountable for the clinical performance of a… more
- Travelers Insurance Company (Phoenix, AZ)
- …clients, agents, and brokers. This role is part of the National Cyber Practice team which provides financial and reputational protection for companies that have ... analyzes complex data related to cyber security, privacy and regulatory compliance , industry and economic exposures and financial performance. The underwriting… more
- Edward Jones (Tempe, AZ)
- …The Field Supervision Department plays a critical role in achieving the Compliance Division's purpose of promoting our client's best interests and choices by ... partnering to improve our culture of compliance and enable the best experience for all. Our...foremost benchmarking survey and report measuring corporate policies and practices related to LGBTQ+ workplace equality. The ranking designated… more
- PNC (Phoenix, AZ)
- …solutions and refers products and services; reviews documentation to ensure compliance . Manages customer pipeline for efficiency. + Collaborates with internal and ... employees to be: + **Customer Focused** - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all… more
