- TD Bank (Phoenix, AZ)
- …role. **Line of Business:** Personal & Commercial Banking **Job Description:** The ** Regulatory Exam & Issues Management ** also known at TD Bank as the ... tasks as required + Draft action plans for all issues and findings within LOB + Coordinates all closure...from exams, reviews, or other testing, to ensure LOB management is aware, and participate in the information gathering… more
- American Express (Phoenix, AZ)
- …(eg, Communities of Practice) + Support the day-to-day internal and external exam management process for Finance, working with the Enterprise functions ... to operational risk procedures and standards + Supporting the operational risk exam management processes ORMCM **Qualifications** Salary Range: $130,000.00 to… more
- Wells Fargo (Chandler, AZ)
- …by several shared function support teams through risk and issue governance, exam management , systems and technology support, capacity and site planning, ... seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO)...offer into the 2-year rotational analyst program. + Control Management is a financial industry function that collaborates with… more
- MUFG (Tempe, AZ)
- …business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, and ... will be focused on supporting the administration and execution of the GFCD Issues Management Department (IM), by developing governance and procedural documents,… more
- American Express (Phoenix, AZ)
- …BUs through regular communication + Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... including BU specific guidelines, project plans, etc. + Track issues with KRI limits and risk appetite for Global...risk procedures and standards + Facilitating the operational risk exam management processes + Experience in financial… more
- American Express (Phoenix, AZ)
- …GSG Control Manager Governance will:** + Support the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... request compilation, action implementation, and regulatory adherence) + Support execution plans...operational risk procedures and standards; Supporting the operational risk exam management processes + Strong analytical and… more
- Bank of America (Chandler, AZ)
- …and coaching opportunities to enhance QA program success + Supports the overall management of and research required for regulatory exams, internal audits, and ... units. Incumbents typically have over 3+ years of risk management and/or FLU/ECF experience. This job is responsible for...partners to provide the business point of view on regulatory topics + Identify issues and/or control… more
- Synchrony (Phoenix, AZ)
- …of risk through detective surveillance controls + Provide guidance for effective issues management across Finance, ensuring appropriate transparency into issue ... of defense activities such as process policy governance, risk assessments, issue management , remediation program adherence, and exam readiness. The role will… more
- Wells Fargo (Chandler, AZ)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... development process + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies, procedures, and… more
- J&J Family of Companies (Phoenix, AZ)
- …research associates, the person in this role is responsible for the management of day-to- day aspects of investigational site activities on assigned clinical ... progress and activities. + Partner with cross-functional team (eg, clinical data management , medical teams) with query management , data reviews and resolution.… more
- Adelante (Phoenix, AZ)
- …an assigned clinic(s), assuring operational, clinical, and service quality, regulatory compliance, financial performance, budget achievement and growth. This ... computer efficiency to include Windows, MS Office and Patient Management System (electronic medical record) + Must have reliable...day-to-day functionality of the BH support staff + Prepares exam room and patient for the type of … more
- Banfield Pet Hospital (Mesa, AZ)
- …and timeliness of doctors seeing exam room patients. Address broken equipment issues and assist in inventory management . Other job duties as assigned. THE ... standard protocols, and maintaining clean, sterile and organized treatment areas, exam rooms and labs. Position Description Shift Lead - Job Description.docx… more
- Wells Fargo (Scottsdale, AZ)
- …to join our Branch Infrastructure and Operations group within Wealth and Investment Management . Learn more about the career areas and lines of business at ... . **In this role, you will:** + Lead or participate in risk management , including supervisory risk and human capital risk + Administer direct supervision of… more
- The Hartford (Scottsdale, AZ)
- …consistent with corporate claim standards, policies and procedures and statutory, regulatory and ethics requirements. The selected candidate will partner with Staff ... and others. Additional key responsibilities are as follows: Claim File Management + Plan, recommend, reserve and execute file strategies including investigation,… more
- Edward Jones (Tempe, AZ)
- …mutual fund complex. This position performs critical functions including providing regulatory advice and guidance to Firm management , conducting initial ... in litigation and providing legal guidance? Do you enjoy solving complex issues alongside industry regulations and firm business practices? If so, this opportunity… more
- Wells Fargo (Chandler, AZ)
- …and affluent client markets + Strong presentation skills + Excellent program management and organization skills including the ability to manage across multiple ... level of professionalism with all levels of customers, team members and management + Virtual leadership experience with ability to effectively drive results, provide… more
- ASRC Industrial Services (Phoenix, AZ)
- …following: + Development of project safety plans based on company and regulatory policies and procedures. + Setting appropriate safety standards and implementation ... corporate and site-specific safety training for employees and managing the learning management system. + Track and manage employee involvement in the medical… more
- Banner Health (Scottsdale, AZ)
- …is on adults and adolescents dealing with mental health and/or chemical dependency issues who voluntarily seek help. Our highly skilled and compassionate staff are ... education to community. 2. Prioritizes tasks and uses effective time management skills to maintain productivity standards. Assists the dietitian in providing… more
- HonorHealth (Scottsdale, AZ)
- …with physician referral guidelines, state and national organizational standards, regulatory agencies, and established departmental policies and procedures. This ... assess, rehabilitate, and counsel. Acts as a resource for athletic training-related issues to assistive personnel and staff from other departments. Refers student… more