- Deloitte (Charlotte, NC)
- …of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case management, or ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight +… more
- Grant Thornton LLP (Charlotte, NC)
- As a Banking Compliance Risk Director, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- Grant Thornton LLP (Charlotte, NC)
- As a Banking Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- Bank of America (Charlotte, NC)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... Compliance and Operational Risk Manager- Business Banking , Commercial ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- US Bank (Charlotte, NC)
- … Banking initiatives and product initiatives (PRISMs). - Expertise utilizing compliance risk and control self-assessments (ECRAs) - Review policies, ... One. **Job Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Minimum 6 years of related work experience working in regulatory compliance , risk or internal...CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar),… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Minimum 6 years of related work experience working in regulatory compliance , risk or internal...CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar),… more
- City National Bank (Charlotte, NC)
- …including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For ... regulations; and ensuring controls are in place to mitigate regulatory compliance risk . This role...compliance monitoring and testing. The Manager of Commercial Banking Compliance will research regulatory … more
- Deloitte (Charlotte, NC)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Deloitte (Charlotte, NC)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Financial Services Risk , Data & Regulatory , Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... join the 2025 CIB Summer Associate Program for Investment Banking . Learn more about the career areas and lines... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commercial, owner-occupied real estate lending including documentation, due diligence and regulatory compliance processes. + Experience negotiating, managing and… more
- Regions Bank (Charlotte, NC)
- …within the bank. **Primary Responsibilities** + Leads, supports and communicates new risk management initiatives across the Corporate Banking Group + Cultivates ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...Ensures new loans and renewals are underwritten to prudent risk standards and are in compliance with… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** The Corporate & Investment Banking Cross-Platform Senior Content Strategy Leader will be...Risk mitigation experience that ensures adherence to Legal, Compliance and Privacy regulations and policies related to marketing.… more
- Bank of America (Charlotte, NC)
- …regulatory changes applicable to area(s) of coverage **Skills:** + Analytical Thinking + Regulatory Compliance + Reporting + Risk Management + Written ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...between public and private lines of business within Global Banking , Global Markets & International. GCR also plays a… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Markets Program Analyst as part of Corporate & Investment Banking Group. Learn more about our career areas and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a CIB Banking Product Delivery Analyst. Corporate & Investment Banking...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more