- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Quality Assurance/Control, Audit, or other related compliance function specific to a line of business … more
- Bank of America (Charlotte, NC)
- Global Financial Crime ("GFC") Executive - Financial Intelligence Unit Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Jacksonville, Florida **Job ... the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules,… more
- Bank of America (Charlotte, NC)
- …and impact many associates. Requires a thorough knowledge of the department or business unit 's functional area or products. Working knowledge of general bank ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance… more
- Bank of America (Charlotte, NC)
- …+ Business Process Analysis + Written Communications ** Business Unit Overview:** Chief Financial Officer Compliance and Operational Risk (CFO COR) ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...compliance and operational risk oversight of Front Line Unit or Control Function performance and any… more
- Regions Bank (Charlotte, NC)
- …experience in compliance , quality assurance/control, audit, or other related compliance function specific to a line of business + Or High School Diploma ... quality assurance/control, audit, or other related compliance function specific to a line of business ...compliance -related advice and guidance, implement the Enterprise Support Unit Compliance program, implement compliance … more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... line or functional area * Work with a business unit , a defined set of rules...exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements **Required… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory requirements or providing oversight to a compliance function . + Knowledge and understanding of Small Business Credit Card products ... as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... compliance and operational risk oversight of Front-Line Unit or Control Function performance and any… more
- Deloitte (Charlotte, NC)
- …so that they can meet regulatory and attestation requirements. Support clients and business unit finance leaders in solving complex financial accounting and ... Compliance : Provide consulting services for the modern compliance function and those on the journey...of innovative solutions to risk management that transcend the compliance organization and deliver business value +… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Specialist in Corporate Risk as part of Corporate and Investment Banking (CIB) Business Aligned Compliance . Learn more about the career areas and lines of… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related third ... Compliance and Operational Risk Manager - Global Markets...Issue Management + Policies, Procedures, and Guidelines Management + Business Process Analysis + Decision Making + Negotiation +… more
- Truist (Charlotte, NC)
- …the following functions: a) infrastructure b) application development c) application support d) business unit risk management e) technology risk f) audit and g) ... the following sub-functions: a) governance b) risk and c) compliance with specific expertise in the areas of audit...that define 'our what' that may change based on business need + Design and implement audit governance and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... the 2-year rotational analyst program. + Control Management is a financial industry function that collaborates with and influences front-line business groups and… more
- Wells Fargo (Charlotte, NC)
- …success in meeting business goals and objectives + Partner with the Compliance function on Learning Management System capabilities and process their Dynamic ... as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates… more
- TD Bank (Charlotte, NC)
- …governs the requirements for own work + Integrates knowledge of the enterprise function 's or business segment's overarching strategy in leading program design, ... direction and resource allocation of part of an enterprise function or business segment + Engages stakeholders...and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable… more