- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Written Communications **Additional Competencies:** + Experience with, and calibration of, Trade Surveillance programs in Equities, Futures, Fixed Income and/or… more
- Bank of America (Charlotte, NC)
- …evaluation and research on different use cases and scenarios for the trade surveillance - market disruption, market manipulation, financial or regulatory ... following areas - Trading, Consumer Banking, Wealth Management, Transaction Banking, Compliance Surveillance . Understanding of algorithmic trading, their impact… more
- Bank of America (Charlotte, NC)
- Supervision Manager Charlotte, North Carolina;Frisco, Texas; Lake Oswego, Oregon; Sacramento, California; BELLEVUE ON 2ND (WA3189), Bellevue; Austin, Texas **Job ... Summary:** The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and operational… more
- Huntington National Bank (Charlotte, NC)
- …Specialist - Senior This candidate will report directly to the Control Room Manager within Corporate Compliance . The candidate will have primary responsibilities ... of interest as they become identified. Under the direction of the Control Room Manager , the compliance team lead is responsible for assisting in the… more