- Randstad US (Charlotte, NC)
- compliance officer 5 . + charlotte , north carolina + posted 8 days ago **job details** summary + $93 - $96.10 per hour + temporary + bachelor degree + ... per hour shift: First work hours: 8 AM - 5 PM education: Bachelors Responsibilities + Consult as an...resources for highly complex business and technical needs across Compliance or Financial Crimes. + Consult on the strategy… more
- TIAA (Charlotte, NC)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise Compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support CSBB Compliance engagement in Customer Remediations, Customer Redress and ... this role, you will:** + BACO responsible for coordinating all Business Aligned Compliance Officer Engagement for Customer Remediations. + Identify new Customer… more
- Fifth Third Bank, NA (Charlotte, NC)
- …business functions. + 5 + years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency. + Ability to ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth… more
- EverBank (Charlotte, NC)
- **Enterprise Compliance Officer ** The Enterprise Compliance Officer implements planning for enterprise compliance programs in order to ensure ... organization functions are in compliance with all relevant laws, regulations, and policies and...**Educational Requirements** + University (Degree) Preferred **Work Experience** + 5 + Years Required; 7+ Years Preferred **Physical Requirements** +… more
- Motion Recruitment Partners (Charlotte, NC)
- Compliance Officer Charlotte, NC **Hybrid** Contract $68.72/hr - $77.43/hr Outstanding long-term contract opportunity! A well-known Financial Services Company is ... looking for a Compliance Officer in Charlotte, NC (Hybrid). Work...Contract Duration: 10 Months **Required Skills & Experience** + 5 + years of Compliance or Financial Crimes… more
- ManpowerGroup (Charlotte, NC)
- …with a leading financial organization in **Charlotte, NC (Need Local)** for a contract ** Compliance Officer ** to assist their team. It will be a Hybrid role. ... **Title: Compliance Officer ** **Location:** **Charlotte, NC** **Duration: 24+...** **Location:** **Charlotte, NC** **Duration: 24+ months** **Responsibilities** * 5 + years of Compliance experience, or equivalent… more
- US Bank (Charlotte, NC)
- …and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means ... for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management,… more
- Randstad US (Charlotte, NC)
- compliance officer - auto lending. +...Compliance + -RCSA, regulatory knowledge + Qualifications: + 5 + years Compliance + Significant experience with ... deliverables. Strategically collaborate and consult with client personnel. Required Qualifications: 5 + years of Compliance or Financial Crimes experience, or… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance ... key and emerging risks, and status of previously-identified risk and control issues. 5 . Communicate with management with respect to compliance risk management… more
- Randstad US (Charlotte, NC)
- compliance officer 4. + charlotte , north carolina + posted 8 days ago **job details** summary + $65 - $68.75 per hour + temporary + bachelor degree + category ... meet deliverables. + Strategically collaborate and consult with client personnel. Skills + Compliance Oversight Qualifications + Years of experience: 5 years +… more
- Randstad US (Charlotte, NC)
- independent risk management officer 5 . + charlotte , north carolina + posted november 5 , 2024 **job details** summary + $93 - $96.10 per hour + temporary + ... per hour shift: First work hours: 8 AM - 5 PM education: Bachelors Responsibilities + The role will...coordination with business stakeholders and risk partners in control, compliance , legal and other areas of independent risk management.… more
- Truist (Charlotte, NC)
- …training, documentation, procedures, and processes. 4. Monitor and communicate compliance risk management industry developments. 5 . Implement strategies ... America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes … more
- Truist (Charlotte, NC)
- …4. Maintain good working relationships with REL and partner between Corporate Compliance , Legal and REL Business/Process Owners. 5 . Provide regulatory guidance ... review the following job description:** Responsible for conducting and directing compliance risk oversight and Regulatory and Investor Change Management impact… more
- Truist (Charlotte, NC)
- …activities. 5 . Work directly with the Fixed Income traders, compliance advisor and operations teammates. 6. Communicate with management with respect to ... 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5 . Strong communication skills, both verbally and written,… more
- TEKsystems (Charlotte, NC)
- …Legal, and other risk teams on risk related topics. Required Qualifications: + 5 + years of regulatory compliance experience. + Significant experience with ... About this role: + Lead Compliance Officers will support Auto Lending with the...Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned correctly to controls. + Leads… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight activities and… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to the Chief Information ... Officer ("CIO") providing decision support through financial forecasting and...spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. Drives change and takes a new perspective… more
- City National Bank (Charlotte, NC)
- …loan origination, and/or credit analysis as a commercial lender, regulator or credit review officer * Minimum of 5 years of MS Office experience; working ... *CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD* WHAT IS THE...to adequately manage portfolio risk * Reviews and assesses non- compliance with CNB policies and procedures, and determines loan… more
- Truist (Charlotte, NC)
- …leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent quantitative and qualitative assessments of Truist's asset liability ... different risk management initiatives, contribute to the maintenance of Truist's compliance with Board-stated risk appetite, regulatory standards, and industry best… more