- US Bank (Charlotte, NC)
- … management oversight and implementation of Payments Services Enterprise Compliance Risk Assessment (ECRA), Risk and Control Self-Assessment (RCSA) and ... US Bank Enterprise Compliance Program, US Bank Risk Management Framework, Business Line Control Environment... Compliance (RM&C) Polices. + Complete analysis of risk / control environment to determine control … more
- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the...the execution and reviews of ongoing evaluations of the risk and control environment. This individual partners… more
- USAA (Charlotte, NC)
- …for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under ... 2 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance) + Basic knowledge of testing… more
- USAA (Charlotte, NC)
- …partners. + Builds, develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate ... 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance) + Expert knowledge of relevant… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Technology Analyst has an exciting opportunity to be a ... Framework, including: taxonomies, internal and external loss data, control programs, risk and control ...oversight, and stress testing across the Company. The Operational Risk Review (ORR) Technology Analyst (" Analyst… more
- Regions Bank (Charlotte, NC)
- …careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of business to help ensure ... of our operational risk management framework, including: risk and control self-assessments, new initiative ...analysis, emerging risk identification, and front line risk assessments + Analyzes compliance processes and… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research, analysis, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Wells Fargo (Charlotte, NC)
- …automation and control enhancements. The ideal candidate has a strong risk mindset, advanced reporting skills, experience with SQL, and enjoys working with data. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- US Bank (Charlotte, NC)
- …oversight of model development, Validation and reports on the Bank's overall model risk . The responsibilities of this Quantitative Model Analyst include: * Model ... * Regularly work with model owners and monitor existing models to ensure compliance with Model Risk Management program requirements * Regularly meet with… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for Retail Banking ... or testing of key controls, monitoring of key indicators relative to other risk management tools and regulatory compliance monitoring. Prepare detailed reporting… more
- US Bank (Charlotte, NC)
- …Treasury, but individuals work in close partnership with multiple teams (eg, Risk , Regulatory Reporting, the Business Line, and other Finance and Treasury ... functions). This role is responsible for the monthly risk weighted asset ("RWA") forecast process, annual stress test,...RWA forecasting and financial analysis, with proper controls, in compliance with the bank's 2nd line and 3rd line… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... design, data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures ... School Diploma or GED and nine (9) years of experience in Compliance , Quality Assurance/ Control , Audit, or other related compliance function specific to a… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …or information technology governance, and controls and oversight matters + Identify compliance and risk management requirements for supported area and work ... oversight framework + Lead initiatives around process design, identification of important risk points, evaluating severity of control deficiencies and monitoring… more
- Wells Fargo (Charlotte, NC)
- … risk management and application at a financial institution, such a model risk management, process and control architecture, operational risk management, ... this role:** Wells Fargo is seeking a Senior Treasury Analyst to support the production of stress testing analytics...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Treasury Analyst to support liquidity risk reporting (2052a), automation efforts, and data enhancement ... provide strategic liquidity solutions, conducting liquidity stress testing, ensuring regulatory compliance , and enhancing the Company's liquidity risk management… more
- Bank of America (Charlotte, NC)
- …small team of analysts or own key reports and or processes. Strong finance, risk or compliance background with quantitative skills preferred. Global Markets ... Reporting & Governance Sr Analyst Charlotte, North Carolina;Jersey City, New Jersey **Job...metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs respectively. Produces regularly… more
- TD Bank (Charlotte, NC)
- …Business:** Governance & Control **Job Description:** The Senior Governance & Control Analyst provides specialized business governance and control ... preferred + Broad and deep knowledge of business and risk and control environment + 5+ years...the following areas is beneficial in this role: Regulatory Compliance Management, Change Governance, Risk Inventory, and… more
- City National Bank (Charlotte, NC)
- …related training, administration of ERM sites and tools, and management of ERM's risk , control and remediation environment. This individual will also assist with ... *ERM PROGRAM MANAGEMENT ANALYST * WHAT IS THE OPPORTUNITY? This individual will...* Minimum of 3-5 years (with proven knowledge) of Risk Management, Compliance Management, Audit, Internal Controls,… more