- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- CFO Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... Description:** This job is responsible for contributing to the Compliance and Operational Risk team...and across the company. **Role Overview:** The CFO COR Specialist is responsible for executing activities to provide independent… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- TD Bank (Charlotte, NC)
- …Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk Specialist role leads the development of enterprise programs including ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders...bodies related to accountabilities, to determine level of BSA/AML compliance + Maintains a culture of risk … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... exam management, risk models and data analysis, operational risk management, and guidance on procedures,...compliance , safety & soundness, and industry rules. The Specialist will act as a key liaison between Global… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to ... Sanctions Risk Specialist - Global Economic Sanctions...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the company's Corporate ...developing the knowledge to understand function, policies, procedures, and compliance requirements + Develop and support risk … more
- Bank of America (Charlotte, NC)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... Senior Risk & Business Control Specialist Charlotte,...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the Consumer Credit Card...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Supports the development and execution ... Risk Management Sr Specialist Charlotte, North...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- Deloitte (Charlotte, NC)
- Advisory Risk Data Management Specialist Master - Banking As a Specialist Master in Deloitte Risk & Financial Advisory's Analytics practice, you will ... helps our clients with leveraging data as a strategic asset for their risk , regulatory and compliance programs. Leveraging traditional and advanced solutions,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part of Corporate and Investment Banking (CIB) Business ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible ... relationship with their assigned Line of Business, Legal, and other Risk / Compliance /Audit professionals. + Collaborate with other stakeholders to identify,… more
- Bank of America (Charlotte, NC)
- …automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line ... Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- Wells Fargo (Charlotte, NC)
- …This individual will be responsible for assisting with development of consistent AML, Compliance , and Operational Risk analysis and the management of ... analytical findings into executive level communications + 5+ years of experience in operational risk management processes and/or compliance and/or audit… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist to support operational risk related work for the Payments ... Risk or a combination of both. + Knowledge and understanding of compliance or operational risk + Ability to communicate effectively, in both written and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... that support business strategies making decisions on matters with financial impact and risk + The Senior Securities Operations Specialist will own the End… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona; Dallas,...and operational risks in alignment with the Compliance and Operational Risk Management… more