- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and five (5) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Regions Bank (Charlotte, NC)
- …processes and procedures + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program + Understands Regions' ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line...Relevant, applicable certifications and/or licenses + Advanced knowledge of compliance and operational risks **Skills and Competencies**… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...identifying potential compliance risks and vulnerabilities. * Compliance Monitoring and Testing : Perform ongoing monitoring… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we are ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills:** In depth knowledge of or certification… more
- Bank of America (Charlotte, NC)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- Bank of America (Charlotte, NC)
- Global Compliance and Operational Risk ...risk mitigation and controls. In addition to monitoring, testing and conducting risk assessments, the ... a difference. Join us! **Job Description:** The Global Operations Compliance and Operational Risk (COR)...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager- Enterprise Data Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Plano, Texas **Job Description:** ... plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results...experience **Role Responsibilities** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Randstad US (Charlotte, NC)
- audit manager - compliance and operational risk . + charlotte , north carolina + posted 9 days ago **job details** summary + $120,000 - $145,000 per year + ... 4pm education: Masters responsibilities: + Subject matter expertise of compliance and operational risk frameworks...culture, RCSA programs, loss data, second line monitoring and testing programs. + Manage staff during audit engagements and… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for a Risk and Compliance Manager to join our growing Operational ...testing , and reporting. + Collaborate with internal audit, compliance , and other stakeholders to ensure alignment of … more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- US Bank (Charlotte, NC)
- …a focus on outcomes + Collaborate with Business Leaders, Business SME's, Control, Compliance , Ops Risk , Legal, and other partners to document Self-Identified ... business acumen (eg - CPMA memos, extensions). + Thorough knowledge of Risk / Compliance /Audit competencies + Effective written and verbal communication skills +… more