- City National Bank (Charlotte, NC)
- **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... gaps to appropriate stakeholders + Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high... testing activities (eg Controls, Conformance, Data Profiling testing ) to ensure accurate and well-controlled reporting .… more
- Wells Fargo (Charlotte, NC)
- … Testing and Validation Team supporting Finance coverage is seeking a Senior Lead Independent Testing Officer with subject matter expertise to support the ... the testing program through overseeing review activities, identifying and reporting of issues, and validation of corrective actions to ensure regulatory… more
- USAA (Charlotte, NC)
- …and driving best practice risk testing or auditing techniques (eg, transactional testing , control testing , substantive testing , etc.) across the ... are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead -CFO to work a hybrid...the execution of ongoing evaluations of the risk and control environment. This individual partners with various stakeholders across… more
- Wells Fargo (Charlotte, NC)
- …that encompass several areas of the organization **In this role, you will:** + Lead complex customer remediation testing engagements. + Testing SME with ... and business acumen, and functional knowledge of procedures, risks, controls, compliance, testing , assessment of findings, escalation and reporting . + Possess… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Observation Management Lead Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... a difference. Join us! **Job Description:** The Global Regulatory Reporting (GRR) function, a part of the Global Financial... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility ... Customer Exits group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive management to define and… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...this role, you will:** + Serving in either a testing execution and/or lead capacity, participating in… more
- Truist (Charlotte, NC)
- …Align policy, standards, controls, key risk indicators, key performance indicators and metric reporting for IAM and PAM + Review control designs and ... auditors as well as liaise with IAM and PAM control owners to ensure requests and deliverables are met...to Information Security + Deep understanding of controls and testing standards, ITGC controls design and effectiveness + Experience… more
- Bank of America (Charlotte, NC)
- …Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high quality regulatory reports ... independent QA testing activities (eg Controls, Conformance, Data Profiling testing ) to ensure accurate and well-controlled reporting and for reviewing… more
- Wells Fargo (Charlotte, NC)
- …resolve issues and achieve goals + Perform the following for Business Process Automated Control testing : + Lead walkthroughs of significant processes to ... implementation of key risk initiatives + Plan, execute, or provide oversight for control testing and monitoring involving complex subject matter or control… more
- Deloitte (Charlotte, NC)
- …to regulatory reporting engagements that involve implementing and automating reporting processes, testing and validating reporting data, developing ... questions and develop related governance processes + Develop and implement regulatory reporting policies and processes, including risk and control assessments,… more
- Bank of America (Charlotte, NC)
- …assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring. + Identifies control deficiencies, ... Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Atlanta, Georgia **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- Audit Supervisor - Accounting / Finance / Reporting Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts; Providence, Rhode Island; Wilmington, Delaware ... establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product,… more
- Bank of America (Charlotte, NC)
- …skepticism and ability to partner with a third-party vendor to develop effective testing approaches in a regulatory reporting environment + Strong controls ... Global Regulatory Reporting Conformance Program & Observation Management Executive Charlotte,... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- Truist (Charlotte, NC)
- …management, production teams and data providers on process, risks, controls, and control testing . 14. Assist production teams in defining and documenting ... in alignment with second line of defense risk programs. Lead a team of professionals in the first line...business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance… more
- Bank of America (Charlotte, NC)
- …of the company + Analyze and asses the impact of changes to reports and lead projects to update reporting based on business changes + Executes processes related ... manner + Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely...effectively analyze the results of risk environment and performance reporting + Assesses impacts of control weaknesses… more
- Bank of America (Charlotte, NC)
- …contributes to the identification of themes and trends at the front line unit, control function and enterprise level. The Testing Manager IC proactively manages ... Testing Manager IC is accountable for quality testing execution, reporting and analysis of results....reporting and analysis of results. This role may lead , contribute and participate in multiple special projects as… more
- Aston Carter (Fort Mill, SC)
- …Hyperion, ensuring data quality, process accuracy, and control , while optimizing reporting efficiency. + Integration Management: + Lead the integration of ... Job Title: Reporting Analyst Job Description This role is responsible...and dashboards that provide actionable insights for decision-making. + Testing and Validation : Conduct thorough testing … more
- Bank of America (Charlotte, NC)
- Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; ... for Global Markets Operations (GMO) and NFRR, Tax and Credit Reporting Operations (NTCO) Lines of Business (LOBs). Key responsibilities include independently… more