- Truist (Charlotte, NC)
- …Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting , Controllers, Corporate Treasury and Front Office with ... respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory ...Provide financial analysis for projects/initiatives with potential financial reporting impact. Review and analyze summary… more
- Truist (Charlotte, NC)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting ... description:** Serve as a strategic business partner within Accounting & Financial Reporting , providing centralized guidance, oversight, and coordination between… more
- Wells Fargo (Charlotte, NC)
- …Team, and Compliance subject matter expert for the Fixed Income Electronic Trading, Non- Financial Regulatory Reporting (eg TRACE, SDR), and 3rd party ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Fifth Third Bank, NA (Charlotte, NC)
- …critical business functions. + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency. + Ability to ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth… more
- Truist (Charlotte, NC)
- …as well as reporting to stakeholders and senior leadership. The Risk Officer will be involved in many initiatives that have strategic and broad implications to ... States of America) **Please review the following job description:** Truist Ethics Risk Officer I (Ethics Risk Officer ) is responsible for the development,… more
- Truist (Charlotte, NC)
- …model development efforts to build, assess, continually improve, and document Financial Crimes risk models, thereby enhancing the organization's ability to detect ... minimize false positives while maintaining prudent risk coverage and ensuring regulatory compliance. Leads periodic model review and validation support efforts and… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking a Lead Compliance Officer for the **Auto Lending** Business Aligned Compliance (BACO)...of policies and standards, compliance issue management, metrics, and reporting . Learn more about the career areas and lines… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking a Lead Compliance Officer for the Auto Lending Business Aligned Compliance (BACO)...of policies and standards, compliance issue management, metrics, and reporting . Learn more about the career areas and lines… more
- City National Bank (Charlotte, NC)
- *CREDIT OFFICER * WHAT IS THE OPPORTUNITY? This position will be responsible for evaluating and affirming/declining credit requests for assigned lending units that ... established risk parameters are being adhered to, ensuring compliance with all regulatory and credit policies of the Bank, providing assistance to lending officers… more
- Truist (Charlotte, NC)
- …review the following job description:** The Truist Business Unit Chief Risk Officer (BU CRO) organization is designed to provide Independent Oversight and Effective ... Independent Oversight, Risk Advisory, Management Accountability, and Governance & Reporting that support effective risk management execution. * Risk Management… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Wells Fargo is seeking a Senior Lead Enterprise Risk Officer to lead Consumer Lending (CL) Chief Risk ...processes and strategy. + Develop and deliver consolidated risk reporting , providing executive management and committees with actionable risk… more
- Fox Rothschild LLP (Charlotte, NC)
- **Description** **SUMMARY:** The Chief Human Resources Officer (CHRO) will act as a key advisor to Firm leadership and a valued contributor on the executive team ... human resources. The CHRO will report directly to the Chief Talent Officer (CTO) with accountability to the Firmwide Managing Partner. **ESSENTIAL FUNCTIONS:** +… more
- Truist (Charlotte, NC)
- …Risk Management Organization (RMO) has an immediate need for a Compliance Officer . This position will be responsible for performing compliance risk oversight ... applicable to the consumer and small business lines of business and provide regulatory guidance. + Review regulatory changes and assess the impact those… more
- Truist (Charlotte, NC)
- …compliance with reconcilement policy. + Provide first line execution and oversight for financial reporting controls and risk for Finance processes. + Provide ... additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates… more
- Truist (Charlotte, NC)
- …the following job description:** Truist is looking for a Technology Risk Officer to be a Leader within the Truist second-line-of-defense (LOD2) Technology Risk ... Business Units through the effective identification, mitigation, monitoring and reporting of operational, technology, and compliance related risks within Enterprise… more
- Truist (Charlotte, NC)
- …experience are required. The Business and Technology Continuity Management (BTCM) Risk Officer I is a subject matter expert responsible for the development, ... Recovery (DR) processes in support of policy, standards, procedures, and regulatory requirements. Activities aligned with this role have strategic and/or broad… more
- Truist (Charlotte, NC)
- …PM discipline 2. Big 4 or Public Accounting experience by way of attestations, financial controls, financial reporting or advisory **General Description of ... following job description:** The Operational Risk Management Programs (ORMP) Operations Risk Officer I is a subject matter expert responsible for the oversight,… more
- Truist (Charlotte, NC)
- …processes, extract, transform and load (ETL) data warehouse processes and certain regulatory and external reporting processes. **General Description of Available ... **Please review the following job description:** The Enterprise Change Risk Management Officer II is a senior subject matter expert responsible for the design,… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the...Control Self Assessment (RCSA), Issue Management, Risk Monitoring and Reporting + Collaborate and consult with peers, colleagues, and… more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (Charlotte, NC)
- …in developing formal and informal agreements with other law enforcement and regulatory agencies concerning joint operations, reporting procedures, sharing of ... Field Division, located in Charlotte, North Carolina. The division operations officer (DOO) is responsible for planning, directing, and monitoring the functions… more