- City National Bank (Charlotte, NC)
- ** INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and ... to significant operational risk remediation activities. The ORM Remediation Senior Officer is responsible for challenging the...with the Issue Management Policy and Standard and the Internal Controls Management Policy (ICMP) and Standard… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK OFFICER QA/QC SENIOR FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... the assigned Line of Business's ("LOB") management of credit risk practices, process controls and portfolio quality, including the level of credit risk and its… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... processes of the Bank. CRR also serves as an internal advisor to lending units and credit administration /...Evaluates Credit Policies/Credit Process and assures that proper credit controls are in place to fully satisfy safety and… more
- City National Bank (Charlotte, NC)
- **COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change… more
- USAA (Charlotte, NC)
- …underlying assets are managed by third-party/unaffiliated investment companies or internal investment teams. Responsible for supporting functions that encompass ... governance, and investment operations. Provides investment insight and advice to senior leaders to influence line-of-business and enterprise capital, liquidity, and… more
- Truist (Charlotte, NC)
- …Coordinate preparation and validation/approval of financial information provided to Internal /External/Regulatory Reporting for use in 10-Q/10-K, Call Reports, Y-9C ... division to ensure integrity of the financials and ensures sound controls and procedures. Supports reporting and analysis for additional constituencies, including… more
- Truist (Charlotte, NC)
- …product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage across ... efforts across all eight risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in order to meet … more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Corporate Product Control (CPC) team is primarily responsible for managing daily profit and loss ... to time. 1. Be responsible for the end-to-end Product Control process, including daily P&L preparation, review analysis and...7. Escalate material P&L events and risks to the senior management. 8. Focus on recurring issues and drive… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER RETAIL CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** Responsible for ensuring the accuracy, completeness, and compliance of the ... testing/reviews to provide assurance on the management of credit risk practices, process controls , and portfolio quality, including the level of credit risk and its… more
- City National Bank (Charlotte, NC)
- …documentation. Identifies and evaluates the effectiveness of credit risk process controls including in-depth discussions with the division/region's senior ... **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS...of Business's ("LOB") management of credit risk practices, process controls and portfolio quality, including the level of credit… more
- Dentsply Sirona (Charlotte, NC)
- …achievement of Corporate Strategies. + Manages the company's worldwide accounting activities, internal control processes, internal and external financial ... global policies and procedures for accounting policies, financial and management reporting, internal controls , and financial systems. + Responsible for the… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Executive (Corporate Audit and Credit Review) Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; ... Connecticut; Pennington, New Jersey **Job Description:** **Key Responsibilities** + Acts as the Senior Executive's Chief of Staff, helping to flesh out the vision of… more
- City National Bank (Charlotte, NC)
- …This position will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for ... ** SENIOR BUSINESS CONTROL ANALYST** **WHAT IS...external audits. + Act as a liaison representing Business Control Office at internal meetings; establishing and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance.** Learn ... career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line of Municipal Products… more
- Truist (Charlotte, NC)
- …Risk Officer , Operational Risk Management Committee, other risk committees, senior risk officers, Executive Leadership, Board of Directors, LOB managers, as well ... review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for execution of Operational and Model Risk… more
- Truist (Charlotte, NC)
- …Basel 3 regulatory capital rules. Contribute to regulator exams and both internal and external audit. Monitor assigned activities for compliance with established ... strategies and/or ideas; analyze alternatives and present recommendations to senior leadership. Provide financial analysis for projects/initiatives with potential… more
- Truist (Charlotte, NC)
- …strategies and/or ideas; analyze alternatives and present recommendations to senior leadership. Provide financial analysis for projects/initiatives with potential ... analyze summary results and trends for inclusion in various reports to Senior and/or Executive Leadership. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a… more
- Truist (Charlotte, NC)
- …relationship with all applicable regulators 3. Developing sufficient internal controls to promote an effective compliance control environment 4. Performing ... Partnering with business units to remediate compliance findings identified in internal and external examinations and audits 6. Establishing compliance standards and… more
- Truist (Charlotte, NC)
- …technical metadata, execution of appropriate CDE Data Quality rules and controls . Further accounting for harvesting and technically populating the Business Glossary ... to time. 1. Responsibilities include the data management and governance controls across technical systems, platforms and applications supporting business critical… more
- Lowe's (Charlotte, NC)
- …are compliant to external regulations such as SOX, PCI, etc. as well as internal controls established by the GRC group. **Minimum Qualifications** * Bachelor's ... bonuses, and education assistance. **About the Role** As a Senior Director of Governance, Risk, and Compliance, you will...** * Works closely with the Chief Information Security Officer (CISO), IT, and Business Executives, to create and… more