- KPMG (Charlotte, NC)
- **Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 113212 - 51 **Function:** Tax Services **Area of ... KPMG, we believe nothing is more important than investing in our culture because it's an investment in our people, our future, and what we stand for as a firm KPMG… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist to join Collateral Management group within the Corporate and Investment ... is a plus + Great communication (oral and written) skills **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets, banking, and… more
- City National Bank (Charlotte, NC)
- **FINANCIAL CRIMES SPECIALIST ** **WHAT IS THE OPPORTUNITY?** Responsible for performing analysis on clients' transactions identified through the bank's anti-money ... laundering (AML) system to ensure compliance with BSA and USA Patriot Act. **What you...**What you will do** + The Financial Intelligence AML ( Specialist - Senior) will perform analysis on clients' transactions… more
- Bank of America (Charlotte, NC)
- Sr Client Outreach Specialist Fort Worth, Texas;Charlotte, North Carolina **Job Description:** Candidate will be a part of the Know Your Client (KYC) Outreach teams ... within the Global Corporate and Investment Bank (GCIB) and Global Markets (GM)lines of business....the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit… more
- Bank of America (Charlotte, NC)
- GCIB KYC Onboarding Specialist Charlotte, North Carolina;Fort Worth, Texas **Job Description:** Candidate will be a part of the Know Your Client (KYC) Outreach teams ... within the Global Corporate and Investment Bank (GCIB)line of business. **The Function** The Client...the client experience. **The Role** The GCIB KYC Onboarding Specialist (KOS) teams serve as the Front Line Unit… more
- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Senior Control Management Specialist to join our Corporate and Investment Banking (CIB) Evidence Based ... and Business Management (including Market Conduct) Lead for the Corporate and Investment Banking (CIB) group within EBCE. The Front-Line Evidence Based Control… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Securities Quantitative Analytics Specialist (Senior Associate Vice President) to join the Mortgage Modeling Development ... Center within the Investment Portfolio. The Senior Securities Quant hired into this...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager(s) to establish… more
- Corning Incorporated (Charlotte, NC)
- Customer Operations Specialist **Date:** Oct 11, 2024 **Location:** Charlotte, NC, US, 28216 **Company:** Corning Requisition Number: 65344 Corning is vital to ... the world interacts, works, learns, and lives. Our sustained investment in research, development, and invention means we're always...their own use. **Scope of Position** A Customer Care Specialist role is integral in ensuring that the company… more
- Wells Fargo (Charlotte, NC)
- …today. **About this role:** Wells Fargo is seeking a Senior Control Management Specialist to join the Wealth and Investment Management (WIM) Operations control ... more areas of risk including, Business Control, Operational Risk events, Audit or Compliance roles aligned to these groups. + Risk and Control Self- Assessment… more
- TD Bank (Charlotte, NC)
- …Remediation Quality Assurance Review & Challenge Coordination Senior Business Management Specialist will have appropriate Audit or Risk and Controls subject matter ... matter expertise within the business line they will support (ex: Tech, compliance , AML, Operations, Finance, etc.) Schedule: Monday - Friday, standard business hours… more
- Lincoln Financial Group (Charlotte, NC)
- …processes and procedures to ensure accurate separate account financial reporting and compliance with federal securities laws + Other duties and tasks as assigned ... fund, insurance, or public accounting environment + Mutual fund and strong investment knowledge preferred + Working knowledge of general ledger and fund accounting… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New York, New York; Hunt Valley, Maryland; Pennington, New Jersey; ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of… more
- Truist (Charlotte, NC)
- …support client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in a manner ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more
- City National Bank (Charlotte, NC)
- …+ Minimum 5 years of audit or related experience in banking operations, compliance , and/or risk management activities. + Minimum 3 years of experience conducting ... CFA - Charter Financial Analyst Or + CAMS - Certified Anti-Money Laundering Specialist Or + CISSP - Certified Information Systems Security Professional Or **Skills… more
- Bank of America (Charlotte, NC)
- …a difference. Join us! **Job Description:** The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines ... investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management… more
- Bank of America (Charlotte, NC)
- …support Front Line Unit NFRR Governance for Global Markets, Global Corporate & Investment Bank, Global Payment Solutions and Enterprise Credit lines of business. As ... to enterprise policies. This role is for an operations specialist to join our NFRR COE team supporting the...of experience in any of the following areas: Change Management/Operations/ Compliance * Proven ability to manage processes and drive… more
- Wells Fargo (Charlotte, NC)
- …products and markets. **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & ... Investment Banking organization (CIB). The successful candidate will focus...+ Meet deliverables while adhering to policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues,… more
- Bank of America (Charlotte, NC)
- …facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and ... investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management… more
- Deloitte (Charlotte, NC)
- …with industry guidelines, best practices, and management approved standards to meet compliance and regulatory requirements. + Provide PAM specialist experience ... PAM opportunities, quantify costs, outline potential value and Return on Investment (ROI), identify risks, benefits, and constraints. + Experience with… more