- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line ... evidence meets standards while connecting and building relationships with key partners. This Lead Control Management Officer will serve as a key… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology ... for COO Control Management Group. This first line control ... Self-Assessment activities. In this role, you will: + Lead complex initiatives including those that are cross-functional with… more
- Wells Fargo (Charlotte, NC)
- …invest with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Control Team ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment ... Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor...this role, you will:** + Serve as the primary control management contact for CIB E-Trading, with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance.** Learn ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line of… more
- Truist (Charlotte, NC)
- …(Funding Valuation Adjustment). 7. Must possess knowledge of accounting policies, risk management and control processes. 8. Self-starter, capable of operating ... States of America) **Please review the following job description:** Corporate Product Control (CPC) team is primarily responsible for managing daily profit and loss… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. Learn more ... managing regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities for process… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking Lead Compliance Officers on the Credit Card Compliance Team as part of Consumer Lending Compliance. Learn more about the ... managing regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities for process… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... Sales Practices Risk - Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management - Enterprise Data Risk… more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Audit Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; Wilmington, Delaware; Providence, Rhode ... within Corporate Audit and executing on personnel, communication, and expense management activities. Key responsibilities include planning and developing the audit… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead ) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a Sr. ... SBG plays a crucial role in the overall strategic direction and management of Honeywell's corporate functions and operations, supporting the company's business… more
- Dentsply Sirona (Charlotte, NC)
- …oral health worldwide. We are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will be responsible for leading ... Strategies. + Manages the company's worldwide accounting activities, internal control processes, internal and external financial reporting, and accounting policies.… more
- Truist (Charlotte, NC)
- …of Capital Markets business units such as electronic communication surveillance, control room surveillance, and sales and trading surveillance to detect issues ... concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... 3. Developing sufficient internal controls to promote an effective compliance control environment 4. Performing periodic risk assessments of business and operational… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Bank of America (Charlotte, NC)
- …Business Process Analysis + Interpret Relevant Laws, Rules, and Regulations + Process Management **Job Description Summary** The Global Control Room (GCR) has a ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more