- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support risk execution initiatives in the Corporate & Investment Banking ... business divisions at wellsfargojobs.com. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes ... group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance.** Learn more about ... and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will be responsible...Commercial Banking Products Group and Client Strategy & Capital Management that also rely on the BHCA, MBA, or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you...of issues, deficiencies, or regulatory matters regarding compliance risk management . + Provide direction to the Public Finance business… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the Corporate and Investment Banking ... retrieve data from various information systems. + Strong experience in risk management (includes control testing, operational risk assessments, internal audit,… more
- Wells Fargo (Charlotte, NC)
- …Independent Testing and Validation Team supporting Finance coverage is seeking a Senior Lead Independent Testing Officer with subject matter expertise to support ... regulatory compliance for multiple reviews at once, covering complex risk and control topics. + Leads complex, cross-functional regulatory and audit exams within… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in the Small Business Card Risk CRO Organization and will leverage their knowledge and ... experience of customer life-cycle risk management , risk models, agile execution, risk oversight and optimization to develop, enhance, and oversee implementation of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. Learn more ... managing regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities for process… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking (CIB), ... issues. + Identify and recommend opportunities for process improvements and risk control development. + Report findings and make recommendations on Compliance Risk… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Wells Fargo (Charlotte, NC)
- …The individual will leverage their experience and knowledge of risk management , business functions, products, and services to provide independent, holistic risk ... encompass several areas of the organization **In this role, you will:** + Lead complex customer remediation testing engagements. + Testing SME with considerable risk… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Audit Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; Wilmington, Delaware; Providence, Rhode ... within Corporate Audit and executing on personnel, communication, and expense management activities. Key responsibilities include planning and developing the audit… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... 3. Developing sufficient internal controls to promote an effective compliance control environment 4. Performing periodic risk assessments of business and operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Execution Consultant to join the Legal Third Party Risk Management team. The team's overall primary ... security, and financial risk. We are seeking a dynamic individual to lead strategic initiatives critical to our organizational success. The ideal candidate will… more
- Bank of America (Charlotte, NC)
- …Business Process Analysis + Interpret Relevant Laws, Rules, and Regulations + Process Management **Job Description Summary** The Global Control Room (GCR) has a ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Truist (Charlotte, NC)
- …support the assigned ERM Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... key internal stakeholders (eg Business Unit Leadership, Governance & Control Leadership, Business Unit Chief Risk Officer ... Officer Leadership, Risk Program Owners, Chief Risk Officer , Management Committees, Board of Directors, etc.)… more