- Wells Fargo (Charlotte, NC)
- …areas and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and ... operations, and provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams + Support Wells… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. ... lead a team of assessors that perform evidence-based control evaluations, and other activities as needed. Control... processes **Required Qualifications:** + 5+ years of Risk Management or Control Management experience,… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology ... for COO Control Management Group. This first line control ... Self-Assessment activities. In this role, you will: + Lead complex initiatives including those that are cross-functional with… more
- Wells Fargo (Charlotte, NC)
- …invest with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Control Team ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- …areas and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Global Operations ... escalate when necessary **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one… more
- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Evidence Based ... analyze complex data and present findings to senior leaders; lead strategy and resolution of highly complex and unique...decks for both the EBCE Testing Organization and the Control Management leadership team. Effectively deliver key… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... controls according to standards and other applicable policies. Senior Lead Independent Testing Officer to support the...maintain, and provide testing and issue validation schedule to management and stakeholders. + Perform Risk & Control… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... programs, risks, and controls according to standards and other applicable policies. This Lead Independent Testing Officer will be accountable for developing and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you...of issues, deficiencies, or regulatory matters regarding compliance risk management . + Provide direction to the Public Finance business… more
- Wells Fargo (Charlotte, NC)
- …solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & ... Fixed Income Sales & Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products Group Sales & Trading Business. The BACO… more
- Truist (Charlotte, NC)
- …(Funding Valuation Adjustment). 7. Must possess knowledge of accounting policies, risk management and control processes. 8. Self-starter, capable of operating ... States of America) **Please review the following job description:** Corporate Product Control (CPC) team is primarily responsible for managing daily profit and loss… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer as part of the Compliance team for the Consumer, Small and Business Banking Marketing ... organization. This role, as part of Independent Risk Management , will support execution of the Compliance Program Framework. **In this role, you will:** + Provide… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Reputation Risk Oversight (RRO) is seeking a Lead Enterprise Risk Officer to join their team. Learn more about the career areas ... indicators that provide clear and relevant information to senior management and board members on the state of reputation...to reputation risk reporting for the Enterprise Risk and Control Committee and Risk Committee of the Board. +… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... Sales Practices Risk - Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management - Enterprise Data Risk… more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Audit Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; Wilmington, Delaware; Providence, Rhode ... within Corporate Audit and executing on personnel, communication, and expense management activities. Key responsibilities include planning and developing the audit… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead ) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a Sr. ... SBG plays a crucial role in the overall strategic direction and management of Honeywell's corporate functions and operations, supporting the company's business… more