- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Small & Business ... control plans (RACP), while also caring for the customer experience. The Lead Control Management Officer proactively engages with business process… more
- Wells Fargo (Charlotte, NC)
- …at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management officer in the ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Consumer Testing teams. ... and Consumer Lending. This role will partner with executive management to define and deliver initiatives and programs across...allowing others to focus on EBCE production tasks. + Lead control evaluation (ie testing) engagements, varying… more
- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control ... team. This First Line of Defense team provides business risk and control management support for Cloud technology platform and enablement activities led by the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Auto Operations Control team. This team supports the Auto ... Line of Business. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging...evaluating, and measuring the impact of decisions practiced in Control Management functional area + Monitor moderately… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes ... group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Wells Fargo (Charlotte, NC)
- …the Enterprise Testing methodology, standards, and executing group specific testing. The Lead Officer will execute horizontal compliance testing and UDAAP ... Job Description **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer , in the Technology and Information Security Risk Management ... Our ideal candidate has a background in software engineering/testing and risk management . **In this role, you will:** + Develop, implement, execute, and maintain… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of ... enterprise policy and procedures adherence, and maintain quality and control standards. **In this role, you will:** + Support...gaps and opportunities to make processes more efficient + Lead RCM change management activities triggered by… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Corporate Risk as part of the Consumer Small & Business Banking (CSBB) Chief Risk ... Risk. The individual will leverage their experience and knowledge of risk management , business functions, small business products and services to provide credit risk… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned correctly ... + Leads will also need to have risk and control experience so they are able to tie compliance...regulatory change. + Report findings and make recommendations to management . + Identify and recommend opportunities for process improvement… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... while learning the company's specific approach for Compliance risk management , eg Major Compliance Requirement (MCR) versus regulatory citation-based approach.… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- Fifth Third Bank, NA (Charlotte, NC)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth ... and oversight regarding the Registered Investment Adviser's compliance risk management programs, including the policies, risk assessment, monitoring, reporting, and… more
- Randstad US (Charlotte, NC)
- …Manage and create new business processes, required procedures to ensure compliance. + Lead and facilitate issues management efforts related to internal and ... risk officer - goods trading. + charlotte , north...Trade Operations team to perform strategic planning, manage risk management framework and discipline , controls design, controls testing,… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management with respect to compliance risk ... of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance risk oversight of… more
- Truist (Charlotte, NC)
- …concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... Compliance Management Policy and Framework for the Institutional Broker Dealer....existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in… more
- Truist (Charlotte, NC)
- …the following job description:** The core purpose of this role is to lead the day-to-day administration efforts for Wholesale. This role will enable Wholesale and ... mentioned below. Specific activities may change from time to time. Business Management & Administration * Work with Wholesale Strategic Execution Director to… more
- Truist (Charlotte, NC)
- … management practices. Lead , drive and embed best practice and pragmatic risk/ control management 5. Deliver a dynamic Capital Oversight Report to the Risk ... matter expert, providing guidance independent oversight to Truist's capital management processes, including CCAR. Aggregate, integrate, and correlate all risks… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational… more