- Creative Financial Staffing (Charlotte, NC)
- …of 3 Staff Accountants, setting goals and objectives, and providing performance management and career development. Compliance and Control : Establish and uphold ... leader, you will report directly to the Chief Finance Officer (CFO), partnering with senior leadership to deliver meaningful...strategic impact with the leadership team. Audit and Risk Management : Lead the annual audit and identify… more
- Wells Fargo (Charlotte, NC)
- **About the Role** Wells Fargo is seeking a Lead Control Management Officer who will be responsible for supporting Risk Control Self-Assessment ... two LOB (within Chief Administrative Office) with responsibility to lead horizontal risk & control themes (ex.... Committees. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Wealth and Investment Management (WIM) - Banking, Lending and ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Consumer Lending Compliance as part of the Credit Card Compliance Team. Learn more about ... managing regulatory change + Report findings and make recommendations to management and appropriate committees + Identify and recommend opportunities for process… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Truist (Charlotte, NC)
- …and activation of the Act and implementing regulations. 3. Serve as the lead coordinator on all CRA internal and external exams to ensure information receives ... of corporate, regional, and state programs. 6. Review and perform quality control testing on Community Development activities, flagging and enhancing those which are… more
- HUB International (Charlotte, NC)
- …employee benefits broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and wealth management ... community support and involvement through HUB Gives **Summary:** The Chief Sales Officer (CSO) is responsible for meeting overall growth and profitability targets,… more
- US Bank (Charlotte, NC)
- …policy tests, and post implementation monitoring assessments. + Serve as Credit Risk lead for change management (PRISMs) over relevant new or modified products, ... the successful creation, implementation, and maintenance of an effective credit risk management framework. It has direct influence over policies and procedures to… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management… more
- Citizens (Charlotte, NC)
- …existing and new risk strategies and provide suggestion for remediation. You will lead change control efforts to ensure impacts are appropriately assessed, ... Chair Report for the CORC and the Chief Risk Officer (CRO) Report. Annual update to Terms of Reference...risk metrics effectively measure the effectiveness of business line control environment. + Sales Performance Management (SPM)… more
- AIG (Charlotte, NC)
- …goals. AIG's Information Technology functions include application development and management , enterprise architecture, and technology risk and compliance. About the ... role The Information Security Office Governance Lead will spearhead the information security governance process for the Information Security Office, ensuring… more
- Truist (Charlotte, NC)
- …support the assigned ERM Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... key internal stakeholders (eg Business Unit Leadership, Governance & Control Leadership, Business Unit Chief Risk Officer ... Officer Leadership, Risk Program Owners, Chief Risk Officer , Management Committees, Board of Directors, etc.)… more
- Duke Energy (Charlotte, NC)
- …Enterprise Risk Management , Insurance, Enterprise Strategy, and the Chief Risk Officer (CRO). The TRC is a committee of executive leadership who review and ... for less experience employees. This role will support various risk management activities across Duke Energy Corporation. Approximately 50% of employee's time… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... and mitigating risks in a timely manner, supporting engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle SAP implementation +...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- Bank of America (Charlotte, NC)
- …plan which defines the scope and risk-based focus of the second line's risk management activities. The EAC C&OR Manager also assists in preparing materials for C&OR ... not limited to: * Produces and/or oversees the development of independent risk management reporting as input into governance and management routines *… more
