- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the IT&V Customer Remediation validation… more
- Wells Fargo (Charlotte, NC)
- …underwriting, servicing, and loss mitigation activities. The Lead Compliance Officer will work directly with business, independent risk management, ... **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the...compliance matters + Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management team. ... This role is the Governance and Administrative Lead for the COO Evidence Based Control Evaluations (EBCE)...Leader. **In this role, you will:** + Oversee control testing schedule and resource management + Ensure critical governance,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for COO (Non-Operations) Lines of Business who will serve as an important ... ensures timely communication and strong cooperation between this front-line unit and independent risk management under Corporate Risk, and a strong connection with… more
- Truist (Charlotte, NC)
- …functions to influence the industry build of the tech risk functions; 4. Targeted control testing - lead execution of independent second line testing / ... **Please review the following job description:** Serve as the independent oversight and effective challenge function (BU CRO) for...ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is… more
- Wells Fargo (Charlotte, NC)
- …consumer credit, CRO, and LOB areas + Build and support governance routines, and independent testing of the credit process + Document the strategy process and ... **About this role:** Wells Fargo is seeking for **Senior Lead Risk Analytics Consultants** to join the Credit Risk...lines of business (LOBs) and the business-aligned credit risk officer (CRO) teams, specifically focused on testing ,… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... of risk framework activities including, but not limited to, independent monitoring and testing of controls and...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent… more
- Bank of America (Charlotte, NC)
- …development of risk coverage plans, executes and / or oversees execution of independent risk monitoring, testing and risk assessments, communicates results + ... audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of Global Markets...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …Financial Risk group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight of the firm's Interest Rate Risk ... **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Global Compliance...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …**Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... the market/price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
- Bank of America (Charlotte, NC)
- …and targeted assessments + Reviewing results of tests executed by the Enterprise Independent Testing team. + Assessing additional training needs relating to NFRR ... (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Wells Fargo (Charlotte, NC)
- …our Enterprise Technology Audit Group (ETAG). ETAG is responsible for providing independent testing and audit coverage of information technology and security ... risk areas such as business continuation planning, and chief information officer coverage of business line applications. The Audit Director will collaborate… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engage in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more