- Wells Fargo (Charlotte, NC)
- **About this role:** **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Financial Crimes Independent Testing & ... issue validations. We currently have an opportunity on the TRACE team as a Lead Independent Testing Officer to execute financial crimes reviews and issue… more
- Truist (Charlotte, NC)
- …and activation of the Act and implementing regulations. 3. Serve as the lead coordinator on all CRA internal and external exams to ensure information receives ... corporate, regional, and state programs. 6. Review and perform quality control testing on Community Development activities, flagging and enhancing those which are… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements * Lead Independent Risk assessments of the liquidity risk management framework ... corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of controls and risk management… more
- Bank of America (Charlotte, NC)
- …Financial Risk group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight of the firm's Interest Rate Risk ... **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- Bank of America (Charlotte, NC)
- …Risk group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight the firm's investment activities. The ... **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- TIAA (Charlotte, NC)
- …AML and Sanctions programs. The ideal candidate must have a desire to lead people, have a proven ability to effectively build relationships with business partners, ... for delivering results. This individual will also supervise and lead performance of the annual AML and OFAC risk...to serving as a liaison with Audit and compliance testing functions during AML/Sanctions reviews, this individual will partner… more
- Bank of America (Charlotte, NC)
- …and targeted assessments * Reviewing results of tests executed by the Enterprise Independent Testing team * Assessing additional training needs relating to NFRR ... (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and… more
- Bank of America (Charlotte, NC)
- …and targeted assessments + Reviewing results of tests executed by the Enterprise Independent Testing team. + Assessing additional training needs relating to NFRR ... (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …but are not limited to: * Produces and/or oversees the development of independent risk management reporting as input into governance and management routines * ... of risk coverage plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results * Reviews and challenges the… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on areas of support. ... Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement… more