- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures. + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience. + Exceptional client… more
- Deloitte (Charlotte, NC)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Deloitte (Charlotte, NC)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Bank of America (Charlotte, NC)
- Consumer AML High Risk Detection Senior Operations Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... are typically complex, directed by internal bank policies and require adherence to regulatory and compliance requirements which can involve high $ penalties and… more
- Deloitte (Charlotte, NC)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Risk Management Senior Consultant Our practitioners...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk … more
- Truist (Charlotte, NC)
- …multiple risk management initiatives, contribute to the maintenance of Truist's compliance with Board-stated risk appetite, regulatory standards, and ... shift (United States of America) **Please review the following job description:** As a senior member of the Market and Liquidity Risk Management (MLRM) team… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Senior Treasury Analyst to join the BSIRRM Risk Management and Governance Support team. This position will...recurring deliverables are completed and compliant with various treasury risk management regulatory requirements + Ensure data… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- US Bank (Charlotte, NC)
- …Treasury oversight activities. + Design and implement advanced processes supporting sound risk management principles, regulatory compliance , and range of ... be partnering with Senior Leaders in Finance, Risk Management and Compliance and Audit to...policies and procedures to improve balance sheet controls and regulatory compliance and are responsible for an… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant Apprentice to join its...(WIM) Fraud Risk team. The WIM Fraud Risk team ensures WIM's compliance with the… more
- Wells Fargo (Charlotte, NC)
- …Implement risk management concepts, audit, and controls. Use key regulatory compliance risk components, including experience driving consistency ... interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The...of the company. Wells Fargo Bank NA seeks a ** Senior Risk Analytics Consultant** in Charlotte, NC.… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... & Risk Programs team is seeking a Senior Risk Analytics Consultant. The role will...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Charlotte, NC)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... us so special! **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ,** you will...oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk … more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant to be...understanding of risk reporting, policies, strategies, procedures, regulatory requests, and compliance requirements. + Partner… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU, and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... In addition to primary accountability for aligned business groups, Senior Lead Risk Officers may be accountable...various risk types (eg, credit, operational or compliance risk ) + Knowledge and experience with… more
- Truist (Charlotte, NC)
- … risk expertise to support the development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on ... 4 days a week.** 1. Execute on change and regulatory change risk , external events, data, model,... knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks 4. Strong leadership… more