- Bank of America (Charlotte, NC)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... Fosters an inclusive work environment. **Responsibilities:** Responsible for leading audit data coverage of AML risks and...Responsible for leading audit data coverage of AML risks and controls, managing, leading, and executing a… more
- Bank of America (Charlotte, NC)
- IT Audit Senior Audit Manager - AML /Economic Sanctions/Fraud New York, New York;Dallas, Texas; Charlotte, North Carolina **Job Description:** At Bank ... - Global Technology Audit Team, the Senior Audit Manager will oversee...large financial institution. + Minimum 10 years of IT audit experience evaluating systems that support BSA/ AML ,… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - (BSA/ AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience… more
- Bank of America (Charlotte, NC)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New...Anti-Money Laundering Specialist (CAMS) - Minimum 5 years of audit experience in areas related to BSA/ AML ,… more
- Bank of America (Charlotte, NC)
- Data Quality (DQ) Audit Team - Audit Manager ...data risk across the enterprise. Will act as a senior resource and will lead audit engagements and ... Description:** As a member of the Data Quality (DQ) Audit team, the candidate will execute audit ...Data or other relevant experience + 2+ years of AML data investigations at a regulated financial institution in… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- Bank of America (Charlotte, NC)
- Quality Assurance Audit Manager Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... to independently draft quality reports and present results to senior audit management across the globe, and...control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit… more
- TD Bank (Charlotte, NC)
- …the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Prepares summaries, ... in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:**… more
- Bank of America (Charlotte, NC)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut;...Bachelor's or Master's Degree + Minimum 1-3 years of audit experience in areas related to AML ,… more
- Bank of America (Charlotte, NC)
- …as needed. * Writing technical reports for distribution and presentation to model developers, senior management, audit and banking regulators. * Acts as a ... Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New...oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets priorities related to… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Investigations Risk Charlotte, North Carolina;Charlotte, North Carolina; Phoenix, Arizona; Dallas, Texas; Chicago, Illinois **Job ... risk management requirements. The Global Financial Crimes Investigations Risk Manager is responsible for managing and mitigating financial crime operational… more
- Bank of America (Charlotte, NC)
- …suspicious activity as per regulatory guidance issued by the SEC/FINRA + Advise FLU senior leaders on key regulatory developments in BSA/ AML laws, rules and ... Global Financial Crimes Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia;...financial crimes risk management reporting to GCOR and FLU Senior Leaders + Establish, monitor and report on GFC,… more
- Bank of America (Charlotte, NC)
- …product, and risk leadership to drive performance. The Consumer & Small Business (CSB) AML Strategy Manager will be responsible for driving AML Strategic ... independently, set-goals and deadlines Desired Qualifications: *Prior experience in AML processes desirable, including regulatory/ audit /issues management *Strives… more
- TD Bank (Charlotte, NC)
- …customer-focused product increments. This entails aligning with other Product Owners and senior management to follow a product vision, creating and maintaining a ... also deliver the best-in-class customer and colleague experience. + Work with senior business leaders to ensure our product capabilities and solutions are… more
- TD Bank (Charlotte, NC)
- …operational performance improvements. + Work closely with Internal and External audit teams to meet documentation requirements. + Ensures strong engagement with ... risk disciplines and practices **Preferred Qualification** : + Significant experience in KYC, AML or compliance roles with a strong focus on process and control… more