- US Bank (Charlotte, NC)
- …outside the office location for the other days._ The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - ( BSA /AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; ... matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions...(eg, OFAC) + Support the execution of the annual BSA independent audit as well as regulatory… more
- Bank of America (Charlotte, NC)
- IT Audit Senior Audit Manager -.../AML, Economic Sanctions, or Fraud risk management programs, regulations ( Bank Secrecy Act , OFAC, etc.), ... - Global Technology Audit Team, the Senior Audit Manager will oversee...large financial institution. + Minimum 10 years of IT audit experience evaluating systems that support BSA /AML,… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... financial crime regulations and regulatory landscape. Strong understanding ofBank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) regulatory requirements… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Bank of America (Charlotte, NC)
- …etc. + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Assess ... the execution of the annual BSA audit work as well as regulatory...internal policies. - Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** Credit Risk Review Senior Managers oversee the completion of credit risk reviews… more
- Bank of America (Charlotte, NC)
- …Global Operations ML/PB/CI and GWIM Ops). This role is responsible for advising on Bank Secrecy Act /Anti-Money Laundering laws, rules and regulations driving ... Global Financial Crimes Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia;...regulatory guidance issued by the SEC/FINRA + Advise FLU senior leaders on key regulatory developments in BSA… more
- Bank of America (Charlotte, NC)
- Data Quality (DQ) Audit Team - Audit Manager ...across the enterprise. Will act as a senior resource and will lead audit engagements and ... in the United States + Subject matter expertise of BSA /AML related risks and a solid business understanding of...audit and management **Desired Skills:** + Knowledge of Bank of America business processes and front end application… more
- City National Bank (Charlotte, NC)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , ... audit . **Skills and Knowledge** + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....Risk Officer team is looking for a **Sr. Risk Manager ** to join the team. The **Sr. Risk Manager… more
- TD Bank (Charlotte, NC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... KYC requirements and works with cross-functional units (Compliance, Technology, Business, Audit ) to support and help execute KYC-related projects. Individuals within… more