- ICONMA (Charlotte, NC)
- …Risk Forums. Coordinate the resolution of open control issues for IPRM including audit , compliance , regulatory, vendor, and self- identified issues. Lead risk ... Develop and present risk reports and action plans to business partners and senior management via risk routines. Consult with technology and business partners to… more
- Dexian - Signature Consultants (Charlotte, NC)
- Job Summary:Dexian is seeking a Business Analyst with Capital Markets for an opportunity with a client located in Charlotte, NC.Responsibilities:Responsible for ... P&L, and other portfolio ledger reportsResponsible for internal and external audit due diligence, query resolution and procedure documentationScheduled client calls… more
- V2Soft (Charlotte, NC)
- …Risk Forums. Coordinate the resolution of open control issues for IPRM including audit , compliance , regulatory, vendor, and self- identified issues. Lead risk ... Develop and present risk reports and action plans to business partners and senior management via risk routines. Consult with technology and business partners to… more
- Honeywell (Charlotte, NC)
- As a Senior Audit and Compliance Analyst here at Honeywell, you will play a critical role in managing audit and compliance administration of ... with team to determine impact. *Partner with Equifax to audit employee data to ensure compliance with Affordable Care Act requirements to deliver 1095-C and… more
- USAA (Charlotte, NC)
- …We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior -CFO to work a hybrid schedule from one of our regional ... enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of...+ 6 or more years of proven experience (internal/external audit , operational risk/ compliance testing, quality assurance). +… more
- Bank of America (Charlotte, NC)
- Senior Quantitative Finance Analyst New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... difference. Join us! **Job Description:** Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst to conduct independent review and testing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Treasury Analyst who will support Treasury's mitigation and compliance of Model Risk and End User ... the economic environment or the Company's operations. Treasury also provides regulators, senior leaders, and the Board of Directors with key information to support… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Operational Due Diligence Analyst - Global Manager Research for Operational Due Diligence as part of Wealth ... equity, fixed income or alternative investment managers + Background in investment accounting/ audit , compliance , or risk management at a financial institution +… more
- City National Bank (Charlotte, NC)
- ** SENIOR BUSINESS CONTROL ANALYST ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National Bank's ("CNB") Business Control Officer ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains ... automated controls in scope for financial and regulatory reporting + Assessing compliance with Well Fargo & Company's COSO based policies for business process… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an IAM Initiatives Analyst that will be part of the Identity and Access Management Initiatives team that provides ... of business specificknowledge related to financial crimes, operational risk, audit , legal, credit risk, market risk, IT, systems security,business process… more
- TD Bank (Charlotte, NC)
- …by Company policy + Assists senior staff in supporting internal audit and external regulators with compliance issues and investigations. Provides supporting ... for this role. **Line of Business:** Technology Solutions **Job Description:** The Senior Information Security Analyst (US) coordinates ongoing testing of… more
- US Bank (Charlotte, NC)
- …from Day One. **Job Description** SUMMARY US Bank is seeking a seasoned Senior Business Process Consultant/ Analyst with relevant experience to contribute toward ... functional liaison between the business line and the lines-of-defense including compliance and audit and potentially legal and/or regulators. - Act as subject… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Accounting Policy Analyst to join our Accounting Policy and SEC Reporting team within the Controller's ... complex projects impacting one or more lines of business + Understand compliance and risk management requirements for supported area and may support implementation… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst to join our Enterprise COSO testing team. The Enterprise COSO Testing team within ... + 4+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the… more
- Forrester (Charlotte, NC)
- …bold at work. Join us and build an extraordinary future. **About This Role:** The Senior Compensation Analyst will be a critical member of the team responsible ... and ensure internal equity and market competitiveness. + Review and audit compensation practices to ensure consistency, compliance , and competitiveness.… more
- Huntington National Bank (Charlotte, NC)
- …risks Basic Qualifications: + Bachelor's degree + Minimum of 5 years of experience in Audit , Compliance , Risk Management or Operational Risk. + In lieu of a ... line of defense) is seeking a Finance Segment Risk Analyst to join its Segment Risk Team, which is...+ Advanced knowledge of risk management principles and regulatory compliance requirements. + Bachelor's degree in quantitative / analytical… more
- Deloitte (Charlotte, NC)
- Compliance Senior Analyst , Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN) Do you have a focus on compliance ... on Oct 04, 2024. Work you'll do: As a senior analyst on the team, you'll promote...analyst on the team, you'll promote and monitor compliance with auditor independence rules and regulations as well… more
- City National Bank (Charlotte, NC)
- ** COMPLIANCE ANALYST ** **WHAT IS THE OPPORTUNITY?**...Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs ... training for new or revised laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation… more
- Truist (Charlotte, NC)
- …considered for the right candidate** Perform risk management and compliance monitoring for assigned business unit/corporate function. Monitoring programs will ... include, but are not limited to, regulatory compliance monitoring. (federal and state), creation and enhancements of monitoring processes and documentation,… more
