- Bank of America (Charlotte, NC)
- Senior Auditor , Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia **Job Description:** At Bank of ... and global audit reviews of Global Markets Operations activities (including Non-Financial Regulatory Reporting , Tax and Credit Operations), covering areas such… more
- Bank of America (Charlotte, NC)
- Senior Auditor - CFO Charlotte, North...SOX, SEC reporting (10Q/K, Annual Proxy), ESG Reporting and Non-Financial Regulatory Reporting ... (NFRR). Includes evaluation of governance, interpretation of US GAAP and regulatory reporting instructions, controls supporting complete, accurate and timely… more
- Deloitte (Charlotte, NC)
- Advisory Information Technology Auditor - Senior Consultant Do you thrive in times of disruption? Have a passion for turning challenges and opportunities into ... long-term competitive advantages? As a Senior Consultant in Deloitte Risk & Financial Advisory, you'll...strategic, reputation, and financial risks to operational, cyber, and regulatory risks-to gain competitive advantage. We apply our experience… more
- Deloitte (Charlotte, NC)
- IT Internal Audit Senior Consultant A truly effective internal auditing capability is an essential dimension of any organization as risk management structure. ... business processes, internal control risk management, IT controls, and related regulatory and compliance standards - both generally, and specifically the… more
- Bank of America (Charlotte, NC)
- Audit Manager, Global Markets Operations (GMO) and Non-Financial Regulatory Reporting , Tax & Credit Reporting Operations (NTCO) Charlotte, North ... us! **Job Description:** Global Markets Operations (GMO) and Non-Financial Regulatory Reporting , Tax & Credit Reporting...Global Banking) as internal auditor (or external auditor ). + Foundational knowledge of key regulatory … more
- Huntington National Bank (Charlotte, NC)
- …is a Hybrid role within our Core Huntington Footprint. Summary: The Regulatory Reporting Conformance Testing Program provides assurance over the completeness ... and accuracy of Huntington's interpretation of regulatory reporting instructions and implementation using bank...present clear and concise reports on testing results to senior management. + Conduct testing to validate remediation of… more
- Bank of America (Charlotte, NC)
- …the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role will also be expected to maintain ... of management, members of the business and company's external auditor . This is a senior -level role in...complex transactions. + Extensive experience and knowledge of US regulatory reporting requirements within the banking and… more
- Truist (Charlotte, NC)
- …5. Demonstrated ability to design and implement complex process enhancements addressing regulatory and supervisory reporting requirements 6. Ability to interact ... (United States of America) **Please review the following job description:** Truist Senior Audit Manager/Team Lead is responsible for providing a leadership role in… more
- Bank of America (Charlotte, NC)
- …Specialist (CAMS) or Certified Fraud Examiner (CFE) + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance ... Senior Audit Manager - BSA/AML including Sanctions Charlotte,...engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products;… more
- Citigroup (Charlotte, NC)
- …Capital Reporting Interpretative Office on interpretations issues identified in regulatory / auditor review findings. Will work with the relevant Data Leads ... The Director in Capital Remediation is a senior role within the Capital Remediation team that... reporting . Address and develop plans to remediate regulatory / auditor review findings. + Review RWA, CET1… more
- City National Bank (Charlotte, NC)
- …THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- Truist (Charlotte, NC)
- …LOB projects as requested. 12. Support the quarterly issuance of the LOB Segment Reporting in the Press Release and regulatory filings (Annual 10-K and quarterly ... allocations, revenue, Basel frameworks and interdependencies with other systems and reporting for the businesses within, including Corporate and Investment Banking,… more
- Wells Fargo (Charlotte, NC)
- …performing testing of information technology (IT) automated internal controls over financial and regulatory reporting that are designed to meet regulatory ... have COSO impact after corrective actions have been completed. + Support our external auditor 's requests for information to complete their IT work related to the SOX… more
- TEKsystems (Charlotte, NC)
- …approach for Compliance risk management, eg Major Compliance Requirement (MCR) versus regulatory citation-based approach. + Senior Leads will be assigned to ... About this role: + Senior Lead Compliance Officers will support Auto Lending...to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. + Oversee the Front… more
- TEKsystems (Charlotte, NC)
- …to ensure they are able to provide thorough documentation while interacting with senior business leaders to get the information they need to fully understand ... utilize internal resources (eg policies, procedures) and external resources (eg regulatory citations, CFPB circulars) to ground compliance opinions and decisions. +… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the risk management culture across the business units… more
- Truist (Charlotte, NC)
- …Truist Business Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, ... and partnership routines with technology teams and internal partners. Interface with senior leaders and key partners across the organization. 5. Review and challenge… more