- Truist (Charlotte, NC)
- …to other Compliance Officers and Analysts. 10. Conduct electronic communication surveillance of the broker dealer and swap dealer activities as well as ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- Bank of America (Charlotte, NC)
- …regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Monitoring, Surveillance , and Testing + Regulatory Compliance + Reporting + Risk ... Global Technology Compliance and Opertional Risk - GIS BISO Oversight...The role requires you to: * Act as Risk Officer for Secure By Design Process * Have Oversight… more
- Bank of America (Charlotte, NC)
- …quality. This role requires partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as various teams within GRA/EIT who ... to a broad set of audiences that include key senior stakeholders across the Bank, as well as auditors...our partners. This role partners with the Chief Testing Officer and other EIT functional leads to effectively define… more