- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to join the Wealth and Investment Management Compliance Pre-Registration team. ... * Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy… more
- KPMG (Charlotte, NC)
- **Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 113212 - 51 **Function:** Tax Services **Area of ... stand for as a firm KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Financial Crimes Independent Testing & Validation (IT&V) group within the ... have an opportunity on the CSBB team as a Senior Independent Testing Specialist to execute financial...senior leadership audience level + Experience in Audit, Compliance , Risk and Testing + Critical Thinking and Analytical… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Business Accountability Specialist in Consumer, Small and Business Banking (CSBB) BSA/AML ... and risk related industry certifications, such as Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified… more
- Truist (Charlotte, NC)
- …amendments, Non-Disclosure Agreements and Master Agreements. The Senior Sourcing Specialist coordinates with Risk team to ensure compliance with banking ... is under the Procurement Line of Business of the Bank. The Senior Sourcing Specialist is expected to manage complex sourcing activities. These include but not… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Specialist , User Sucess Manager **Requisition Number:** 114494 - 51 **Function:** Advisory **Area of Interest:** **State:** NC ... capabilities, then consider a career in Advisory. KPMG is currently seeking a Senior Specialist , User Success Manager in Deal Advisory and Strategy Analytics… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Specialist , Application Penetration Tester **Requisition Number:** 112699 - 51 **Function:** Advisory **Area of Interest:** **State:** ... a career in Advisory. KPMG is currently seeking a Senior Specialist to join our KPMG Spectrum… more
- KPMG (Charlotte, NC)
- **Business Title:** Workday Integrations, Senior Specialist **Requisition Number:** 112046 - 51 **Function:** Advisory **Area of Interest:** **State:** NC ... a career in Advisory. KPMG is currently seeking a Workday Integrations, Senior Specialist to join our Managed Services (https://advisory.kpmg.us/) practice.… more
- Wells Fargo (Charlotte, NC)
- …to be in the office 3 days a week. The Wells Fargo job profile is ** Senior Business Execution Consultant** . **In this role, you will:** + Serve on the Risk and ... and regulatory requirements + Develop training and support for that promote compliance of business policy and standards + Review end-to-end processes to determine… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Compliance and Operational Risk, is looking for a Compliance and Operational Risk Specialist to provide...this team, you will gain exposure to colleagues and senior managers in many business segments (Global Markets, Consumer,… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Enterprise ... analytics tools (eg, Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA Archer). 5. Professional risk… more
- Wells Fargo (Charlotte, NC)
- …strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the ... applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- Wells Fargo (Charlotte, NC)
- …strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the ... applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- US Bank (Charlotte, NC)
- …**:** + Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on the function, ... risk management framework + Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. Facilitate… more
- Deloitte (Charlotte, NC)
- …requirements for enhancements/ change requests. + Work with Governance, Risk and Compliance (GRC) applications + Establish security controls to help protect client ... systems. + Ability to provide clients with strategic direction to help them improve risk management processes/procedures The team Deloitte's Government and Public Services (GPS) practice - our people, ideas, technology and outcomes-is designed for impact.… more
- Bank of America (Charlotte, NC)
- …Policies ("GC Policy"), and the Enterprise Fraud Risk Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") ... Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas **Job Description:** The...of independent economic sanctions risk management reporting to Global Compliance & Operational Risk ("GC&OR") Senior Leaders… more
- Bank of America (Charlotte, NC)
- …in the production of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior ... Global Financial Crimes Issues Oversight Specialist Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- …and Global Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification of themes and trends at the front-line unit, ... control function and enterprise level. The GFC Specialist assists in engaging other Compliance and...of independent economic sanctions risk management reporting to Global Compliance & Operational Risk ("GC&OR") Senior Leaders… more
- Deloitte (Charlotte, NC)
- …Human Capital due diligence (some or all of compensation, benefits, HR compliance , labor relations, HR communications, operations and technology, talent and culture) ... risks and opportunities. Key focus will include both traditional financial and compliance risks associated with compensation and benefit programs and also the deal… more
- Bank of America (Charlotte, NC)
- …in the production of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior ... Global Financial Crimes Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting… more