- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to join the Home Lending Compliance team. The Senior Compliance ... and challenge to Home Lending Servicing related areas. The Senior Compliance Specialist will work... will work directly with business, independent risk management, enterprise testing, and audit partners, as well as complete… more
- TD Bank (Charlotte, NC)
- …deliverables + Ensures business data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines + Performs ... Business:** Data & Analytics **Job Description:** The Business Information Management Specialist provides business technical leadership across a broad range of… more
- TD Bank (Charlotte, NC)
- …of Business:** Enterprise Enabling Functions **Job Description:** The Commercial Senior Business Management and Controls Specialist role enables the Bank ... expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina;Chicago, Illinois **Job Description:** **At Bank of America, we are guided by a common ... is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk...Compliance and Operational Risk, is looking for a Compliance and Operational Risk Specialist to provide… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg, Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, ... **Please review the following job description:** This is a Senior role and key contributor to the Truist second...and key contributor to the Truist second line-of-defense (LoD2) Enterprise Data Risk Oversight (EDRO) team reporting to the… more
- Wells Fargo (Charlotte, NC)
- …in you. Apply today **About this role:** Wells Fargo is seeking a Senior Control Management Specialist Military Apprentice. This first line control management ... while leveraging solid understanding of the function, policies, procedures, or compliance requirements + Collaborate with peers, colleagues, and mid-level managers… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational, compliance ) within Enterprise Technology. 2. Serve as a subject matter ... outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit matters for assigned Enterprise Technology oversight… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Control Management Specialist . This first line control management role will help strengthen the business ... one or more areas of risk including, Business Control, Operational Risk or Compliance roles aligned to these groups. + Risk and Control Self- Assessment (RCSA)… more
- Trane Technologies (Davidson, NC)
- …our benefitshere (https://careers.tranetechnologies.com/global/en/benefits) ! **Job Summary:** As a Trade Compliance Data Analyst, you will be at the forefront of ... ensuring our trade compliance data is accurate and secure. This dynamic role...standardized compliant trade data governance program to support the enterprise for the functional area of responsibility in coordination… more
- Bank of America (Charlotte, NC)
- …Policy"), and the Enterprise Fraud Risk Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, ... Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas **Job Description:** The...of independent economic sanctions risk management reporting to Global Compliance & Operational Risk ("GC&OR") Senior Leaders… more
- Bank of America (Charlotte, NC)
- …("CORM") Program, and the Economic sanctions and Global Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification ... control function and enterprise level. The GFC Specialist assists in engaging other Compliance and...of independent economic sanctions risk management reporting to Global Compliance & Operational Risk ("GC&OR") Senior Leaders… more
- Bank of America (Charlotte, NC)
- … Compliance and Operational Risk groups + Participates in routines involving senior leaders across Enterprise Independent Testing (EIT), Enterprise Data ... Financial Regulatory Reporting Specialist (Banking Products) - Lead Charlotte, North Carolina;Fort...strategic planning efforts + Participates in routines involving FLU/CF, Compliance and regulatory agencies and interact with senior… more
- TD Bank (Charlotte, NC)
- …Risk Management **Job Description:** The AML Financial Crime Risk Specialist role develops and maintains TD's AML/ATF/Sanctions/ABAC programs, including frameworks, ... Program and develop and maintain the governing policies and standards for compliance with US regulations. The team provides ongoing advisement around KYC… more
- Bank of America (Charlotte, NC)
- Liquidity Risk Management Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... along with the power to make a difference. Join us! **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of… more
- Bank of America (Charlotte, NC)
- Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process… more
- Wells Fargo (Charlotte, NC)
- …and working independently. Teams being supported by the Lead Regulatory Relations Specialist may include lines of business or enterprise functions, including ... is responsible for leading end-to-end regulatory engagements impacting the Enterprise , including, but not limited to, regulatory examinations, supervisory meetings,… more
- Bank of America (Charlotte, NC)
- Sampling & Test Development Specialist II Charlotte, North Carolina;Fort Worth, Texas; Atlanta, Georgia; Phoenix, Arizona **Job Description:** At Bank of America, we ... operational processes within the eight lines of business and enterprise control functions at Bank of America to ensure...Bank of America to ensure the company is in compliance with domestic and international laws, rules and regulations,… more
- Bank of America (Charlotte, NC)
- …Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance - Enterprise Policies and the Enterprise Fraud Risk ... Global Financial Crimes Specialist (Quality Control) Charlotte, North Carolina;Tampa, Florida; Pennington,...of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Resolution Specialist for its Credit Resolution Group. The Credit Resolution Group resides within Corporate ... to cash flow/liquidity, leverage, working capital, debt coverage, collateral / enterprise value analysis, and repayment sources; and preparing company focused… more
- Bank of America (Charlotte, NC)
- …and governance across Global Payments Solutions. Responsible for driving and executing compliance with the Enterprise Issues Management and Global Third Party ... Business Control Specialist - Issues Management and Third Party Charlotte,...Third Party procedures and playbooks - Partner with GPS senior leaders, as well as Sourcing, Vendor Management, GIS,… more