- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance ... lead directing the day-to-day activities of one Lead Compliance Officer **In this... issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income ... Income Sales & Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products Group Sales & Trading Business. The BACO… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... and controls according to standards and other applicable policies. Senior Lead Independent Testing Officer ...+ 7+ years of experience in risk management (Includes compliance , financial crimes, operational risk, audit, legal, credit risk,… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... exceptions are adequately identified, fully justified and properly approved. May lead credit review examinations, prepare final reports, and conduct overall meetings… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for the Control team within Commercial Banking Control ... & Control Deficiencies, Control Governance & Reporting, and Control Programs. A Lead Control Management Officer develops and maintains partnerships with the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... controls according to standards and other applicable policies. This Lead Independent Testing Officer will be accountable...and risk partners. **In this role, you will:** + Lead teams that plan and execute compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate ... management + Articulate, poised and comfortable in direct interaction with senior lines of business partners, Compliance , Independent Risk Management, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer to join the Climate Risk Oversight team, part of Strategic Enterprise Risk Management ... . The Climate Risk Oversight team is seeking a Lead Enterprise Risk Officer to support the...(both written and verbal) with business partners, peers and senior management and lead discussions. + Ability… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. This role is ... controls and whether they are mitigating their assigned risks. This role will lead a team of assessors that perform evidence-based control evaluations, and other… more
- Truist (Charlotte, NC)
- … senior leadership summarizing issues and communicating solutions. 4. Lead assigned LOBs through annual planning process, including rationalizing corporate Plan ... Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates financial analysis and reporting process… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology for COO Control ... situations requiring solid understanding of the function, policies, procedures, or compliance requirements that influence and lead broader work team… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Reputation Risk Oversight (RRO) is seeking a Lead Enterprise Risk Officer to join their team. Learn more about the career areas ... measures and key risk indicators that provide clear and relevant information to senior management and board members on the state of reputation risk. The Team… more
- Wells Fargo (Charlotte, NC)
- …of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to conduct control evaluations for the Global ... and Corporate & Investment Banking (CIB). **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad impact… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Dentsply Sirona (Charlotte, NC)
- …oral health worldwide. We are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will be responsible for leading ... of the company's statutory financial statement filings in 50+ countries. + Maintains compliance with the Sarbanes-Oxley Act and maintains a strong system of internal… more
- Wells Fargo (Charlotte, NC)
- …The Credit Risk Intelligence and Transformation team (CRIT) is looking for a Senior Lead Risk Analytics Consultant - Transformation Strategy and Execution to ... teams. CRIT reports directly into Wells Fargo's Chief Credit Officer with mandate across the enterprise and all Wells...and all Wells Fargo lines of business. As a Senior Lead Risk Analytics Consultant - Transformation… more
- Lowe's (Charlotte, NC)
- …**About the Role** As a Senior Director of Governance, Risk, and Compliance , you will lead global initiatives that drive business resilience in one ... retail organizations. Your ability to navigate complex landscapes and implement innovative compliance strategies will be crucial in ensuring our continued growth and… more