- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** to serve as a **Business Aligned Compliance Officer (BACO)** for ... **Credit Risk Businesses** under the **Chief Credit Risk officer ** , including the **Commercial Credit Workout** group. The remit of this role is specialized and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer , in the Technology and Information Security Risk ... and accountable to manage and oversee Technology and Chief Information Security Officer owned issues by adequately applying technical expertise to review and… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing ... existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support CSBB Compliance engagement in Customer Remediations, Customer Redress ... work directly with the CSBB Business partners and CSBB Compliance Senior Leaders. **In this role, you...will:** + BACO responsible for coordinating all Business Aligned Compliance Officer Engagement for Customer Remediations. +… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units...Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and establishing financial performance metrics that align with both… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements ... Major Compliance Requirement (MCR) versus regulatory citation-based approach. + Senior Leads will be assigned to coordinate and oversee Risk Control… more
- City National Bank (Charlotte, NC)
- *CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD* WHAT IS THE OPPORTUNITY? The Credit Risk Review Officer Senior - Credit Administration will support ... 2LOD Credit Administration activities. What you will do * Lead and manage credit risk reviews of various types...to adequately manage portfolio risk * Reviews and assesses non- compliance with CNB policies and procedures, and determines loan… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... are able to provide thorough documentation while interacting with senior business leaders to get the information they need...the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Truist (Charlotte, NC)
- …to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate Plan ... Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Branded Cards and Card Capabilities. Primary focus ... of this role includes: + Drive and lead assigned business areas (Risk Accessible Units - RAU)...Communicate and share risk and control improvement opportunities to senior business leaders, including challenging metrics and desired thresholds.… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility ... lines and build relationships with a wide variety of senior leaders and enterprise partners across all business groups...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Lowe's (Mooresville, NC)
- …work. Lowe's is seeking a highly experienced Senior Corporate Counsel to lead our privacy, compliance , and AI governance efforts reporting to the Chief ... accelerating profitable growth while protecting the Lowe's brand The Senior Counsel provides legal consultation on complex matters, enterprise-wide...Privacy Officer and Lead Product Counsel. This role… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Accountability Senior Manager (Cyber Risk Impact Manager) in Technology as part of Cybersecurity. Learn more ... of requests, and driving the efficiency of the Business Information Security Officer (BISO) / Technical Information Security Officer (TISO) organizations through… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is ... 10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit… more
- Deloitte (Charlotte, NC)
- Senior Manager - Financial Reporting Oversees the management of personnel, systems, processes and relevant controls to support the financial reporting for the US ... for this role ends on 25th November,2024 Key Relationships: Chief Financial Officer , Chief Accounting Officer , US Firms' Controller, Departmental Leaders within… more
- Bank of America (Charlotte, NC)
- …to stakeholders. This person will also interact with the Chief Accounting Officer , Corporate Controller and other Senior Executives. **Responsibilities:** This ... the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role...to maintain advanced knowledge of GAAP, regulatory requirements and lead in-house training sessions. As a senior … more
- Lowe's (Charlotte, NC)
- …**About the Role** As a Senior Director of Governance, Risk, and Compliance , you will lead global initiatives that drive business resilience in one ... retail organizations. Your ability to navigate complex landscapes and implement innovative compliance strategies will be crucial in ensuring our continued growth and… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more