- Wells Fargo (Charlotte, NC)
- …Fargo's **Global Commercial Trade Operations (GTO)** is currently seeking a **Global Trade Finance Risk & Issues Management Specialist ** . This role has a ... business risks, and newly identified critical matters impacting Global Trade operations related to policy, compliance , safety...compliance , safety & soundness, and industry rules. The Specialist will act as a key liaison between Global… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... Operations. Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management processes across… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Wells Fargo Securities (WFS) Customer Due Diligence team as ... individual will be responsible for assisting with development of consistent AML, Compliance , and Operational Risk analysis and the management of select technology… more
- Bank of America (Charlotte, NC)
- Global Markets Ops Control Specialist -Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... & Reconciliation manage reconciliation & reporting functions supporting post trade operational functions including Trade Support, Clearing, Settlements,… more
- Bank of America (Charlotte, NC)
- Sr. Business Control Specialist - GCAOO QC/QA Sr. Testing Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... control processes within the LOB or ECF by evaluating data to help identify, track, and report issues and...operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring and refresh of client… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control processes within the LOB or ECF by evaluating data to help identify, track, and report issues and...team. This role requires a strong operational risk and compliance background, and understanding of Commercial products. Acts as… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Crimes Specialist in Financial Crimes Risk Management as part of Independent Risk Management. Learn ... and effectiveness of policies, procedures, processes and internal controls. + Conduct data and onsite reviews, review findings, determine risk level and recommend… more
- Truist (Charlotte, NC)
- …and providing guidance on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or ... work alongside and communicate with external clients as well as Technology, Compliance , Risk, Legal, Sales and Trading internal partners. **ESSENTIAL DUTIES AND… more