- Bloomberg (New York, NY)
- …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... and Training content and delivery improvements + Collaboratewith risk , legal, and compliance teams to align policies and training toregulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Officer Associate within JPMC's Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... and tools available centrally to support country/business compliance programs training and research needs. + Appropriately assess risk when business… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic… more
- Citigroup (New York, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...and custody activity. You will serve as the Credit Officer and primary coverage for those credit relationships. **Job… more
- Citizens (New York, NY)
- …Inc., Citizens Institutional Broker-Dealer, is seeking a highly skilled Broker-Dealer Credit Risk Officer to provide specialization and working knowledge of ... an individual and as part of multiple trading / Risk / Compliance teams. + Self-starting team...of a supportive and collaborative workforce, with access to training and tools to accelerate your potential and maximize… more
- Bloomberg (New York, NY)
- …compliance , finance etc) to collaborateand drive program outcomes + Developenterprise risk training and awareness programs + Develop framework documentation ... Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...on all compliance matters, including moderate to high- risk compliance matters. + Monitor and independently… more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... BURMs, SLoD, and TLoD to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage issues tollgate process: +… more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... to make it happen. **What's** **the role?** Bloomberg's Chief Risk Office (CRO) Department plays a critical role in...is to address risks and related issues by providing risk management as a service, focusing on providing and… more
- SMBC (New York, NY)
- …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... risk , and is represented by the Chief Compliance Officer as either a member or...risk of manual processes. + Create and deliver compliance training by drafting appropriate training… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Scotiabank (New York, NY)
- …requests/findings. + Experience developing policies and procedures, providing compliance training , conducting compliance risk assessments and monitoring, ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary...internal meetings. + Create and provide online and in-person compliance training for sales and trading staff… more
- City of New York (New York, NY)
- …reporting. 4. Risk Management: Identify, evaluate, and mitigate legal and compliance risks. 5. Training and Education: Develop and provide legal and ... critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General... compliance training to staff. 6. Procurement and Contracts: Support procurement… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Preferred Qualifications:** The Senior Compliance Officer TDS - Compliance within Core ... to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk ....**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... as necessary. + Responsible for assigning and monitoring online Compliance training . Manage employee course progress, conduct...with federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's … more
- TD Bank (New York, NY)
- …order to support its strong risk culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the TD Securities US ... to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk ....**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... and covers the TDS US businesses. This Senior Compliance Officer will also support other aspects...from scoping to final report issuance. + Assist with Risk Assessment process for each registered and non-registered location… more