• GCO Risk Advisor - FINRA - Series 4, 7, 24, 53…

    Truist (Richmond, VA)
    …the following job description:** Serve as a dedicated localized supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of ... contact for Central Supervision Group (CSG) leadership, while maintaining a focus on mitigating...that are routinely associated with those of a retail broker/ dealer to engage with advisors in the management of… more
    Truist (01/31/25)
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