- Truist (Richmond, VA)
- …States of America) **Please review the following job description:** The Central Supervisor will work closely with Truist Private Financial Advisors, CSAs, ... Regional Operations Managers and Complex Managers. The individual will be a member of a team which functions as the designee of the Principal Manager and performs… more
- Truist (Richmond, VA)
- …Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are in compliance with ... industry rules, regulations as well as internal policies and procedures. Responsibility: Perform supervisory functions that are routinely associated with those of a retail broker/dealer. **Essential Duties and Responsibilities** Following is a summary of the… more