- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Quality Assurance/Control, Audit, or other related compliance function specific to a line of business … more
- Bank of America (Charlotte, NC)
- Global Financial Crime ("GFC") Executive - Financial Intelligence Unit Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Jacksonville, Florida **Job ... the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules,… more
- Bank of America (Charlotte, NC)
- …and impact many associates. Requires a thorough knowledge of the department or business unit 's functional area or products. Working knowledge of general bank ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance… more
- Bank of America (Charlotte, NC)
- …+ Business Process Analysis + Written Communications ** Business Unit Overview:** Chief Financial Officer Compliance and Operational Risk (CFO COR) ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...compliance and operational risk oversight of Front Line Unit or Control Function performance and any… more
- Regions Bank (Charlotte, NC)
- …experience in compliance , quality assurance/control, audit, or other related compliance function specific to a line of business + Or High School Diploma ... quality assurance/control, audit, or other related compliance function specific to a line of business ...compliance -related advice and guidance, implement the Enterprise Support Unit Compliance program, implement compliance … more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... line or functional area. + Work with a business unit , a defined set of rules...exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements. **Required… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... compliance and operational risk oversight of Front-Line Unit or Control Function performance and any… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... management. + Report on the Compliance Program to more experienced compliance leaders, committees, and appropriate business management. + Make decisions and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... + Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics + Determine areas of strength or … more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related third ... Compliance and Operational Risk Manager - Global Markets...Issue Management + Policies, Procedures, and Guidelines Management + Business Process Analysis + Decision Making + Negotiation +… more
- Truist (Charlotte, NC)
- …the following functions: a) infrastructure b) application development c) application support d) business unit risk management e) technology risk f) audit and g) ... the following sub-functions: a) governance b) risk and c) compliance with specific expertise in the areas of audit...that define 'our what' that may change based on business need + Design and implement audit governance and… more
- Bank of America (Charlotte, NC)
- …to rules, regulations and procedures across all payment types and lines of business . Ensures proper communication and compliance of company and regulatory ... Business Executive Operations - Global Payments Operations Charlotte,...operations. Key responsibilities include resolving broad operational issues, ensuring compliance with policies, and leading implementation of opportunities to… more
- Medtronic (Charlotte, NC)
- …with sales colleagues to develop and execute plans of sales for within one or more business unit (s) across CST Operating Unit + Responsible for team members ... future. ** Business Description:** Cranial and Spinal Technologies (CST) operating unit is redefining cranial and spinal procedures to reduce variability and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... role:** Wells Fargo is seeking a **Risk Analytics Director - Head of** ** Business Analysis, Reporting, & Intelligence** on the **Corporate Risk Reporting & Analytics… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... with significant ambiguity. A successful candidate will have experience in a business advisory function , defining and implementing analytics to support… more