- SMBC (Charlotte, NC)
- … leads large-scale Finance Technology initiatives that impact global operations and regulatory compliance . This role ensures delivery of complex programs ... execution. Scope includes managing multi-million-dollar budgets, cross-functional teams, and regulatory -driven technology implementations. **PRINCIPAL DUTIES AND RESPONSIBILITIES:** + Lead… more
- ALBEMARLE (Charlotte, NC)
- …and the planet. **Job Description** Albemarle is hiring for a Regional Quality Manager . This position is hybrid and located in Charlotte, Kings Mountain or Magnolia. ... **Job Description** The Regional Quality Manager provides multi-site leadership and operational oversight of quality systems, compliance and performance across… more
- ALBEMARLE (Charlotte, NC)
- …analytics into sourcing, supplier onboarding, and performance management. The Manager partners with cross-functional teams-including Legal, Compliance , Finance, ... our customers and the planet. **Job Description** **Job Title:** Manager , Enterprise Procurement Risk Management **Department:** Global Procurement **Reports To:**… more
- Baker Construction (Charlotte, NC)
- QA/QC Manager Company Name: Baker Power & Process LLC Location: Charlotte, NC, US, 28273 **Req ID** : 6811 **Travel:** Up to 100% **Number of Openings:** 1 Achieve ... rewards initiative. Apply today and be more with Baker. **Summary** The **QA/QC Manager ** assists in the direction of all site quality assurance and quality control… more
- SMBC (Charlotte, NC)
- …& Compliance + Ensure adherence to enterprise governance standards, regulatory requirements, and financial controls. + Support audit and compliance ... are seeking a highly skilled and experienced Technical Portfolio Manager / Release Train Engineer (RTE) to build, lead...Capital Markets, with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more
- SMBC (Charlotte, NC)
- …initiative, reduce time to market, and help successfully deliver on the regulatory commitments. The plan is to build the platform leveraging SMBC Technology ... - 15+ years of professional experience at large banks with a focus on Regulatory initiatives (CCAR, DFAST, Basel III). - Prior experience with CCRA and Stress… more
- SMBC (Charlotte, NC)
- …enterprise, influencing data governance and regulatory adherence. Reporting to the Compliance Technology Manager , the position operates in a hybrid capacity, ... for supporting technology solutions that include trade and market surveillance, regulatory compliance , and internal metrics reporting. This position anchors… more
- SMBC (Charlotte, NC)
- …and decision-making across the organization. The position reports to the Compliance Technology Manager and collaborates with cross-functional teams under ... and issues in Jira. + Ensure adherence to data governance, security, and regulatory standards; assist in compliance audits and reporting processes. +… more
- Baker Construction (Charlotte, NC)
- …technical evaluations, quality, safety, work planning, procurement, contract management, regulatory compliance , etc. **Roles and Responsibilities** The **Project ... field activities and spends a majority of time working with the Project Manager supporting project administration on multiple small projects, or one medium to… more
- Schaeffler (Fort Mill, SC)
- …for process improvement within the procurement function. + Stay updated on regulatory requirements and compliance standards related to raw material sourcing. ... in a fast-paced environment. + Knowledge of industry regulations and compliance standards related to raw material sourcing. + External applicants must… more
- SMBC (Charlotte, NC)
- …timelines or quality. + Maintain detailed documentation for traceability, audit and compliance purposes. + Ensure coverage for data governance, data quality rules, ... workflows, and integrations. + Ensure adherence to regulatory , enterprise data governance. and SDLC standards. **Required Skills & Experience:** + 10+ years in UAT… more
- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...independently + Deadline driven + Knowledge of legal and regulatory environment as it relates to compliance … more
- Robert Half Legal (Charlotte, NC)
- …where strategic leadership meets cutting-edge regulatory expertise? We're looking for a Compliance Manager to lead and shape the compliance program for ... Description Compliance Manager Opportunity - Career Growth...(preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 5+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and ... THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal initiatives, requirements, issues or concerns related to BSA,… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 7+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory ... segments to drive the end-to-end automation of the required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
